SEC Form 4 · accession 0001140361-15-019824
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Fink
Director
Period of report
Feb 9, 2010
Accepted (ET)
May 14, 2015 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2010 | P | 5,000 | $7.84 | A | 9,141 | D | |
| Common StockF1 | Sep 5, 2013 | S | 3,041 | $15.93 | D | 6,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $11.44 | holding | — | — | — | — | Aug 7, 2022 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Includes 100 shares paid as a 10% stock dividend on December 7, 2009, on the 1,000 shares then owned by the reporting person.
- F2This option vests in three equal installments beginning on August 7, 2013.