SEC Form 4 · accession 0001357521-18-000008
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly M Malson
Officer — CFO
Period of report
Oct 15, 2018
Accepted (ET)
Oct 15, 2018 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Oct 15, 2018 | P | 1,569 | $11.98 | A | 15,989 | D | |
| CommonF3 | Oct 15, 2018 | A | 1,569 | $0.00 | A | 17,558 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases of shares was made in accordance with a 10b5-1 Plan previously executed.
- F2Represents the average purchase price.
- F3These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 10/15/2018 was $11.79.