SEC Form 4 · accession 0001000045-18-000005
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2018 | P | 5,629 | $9.00 | A | 10,929 | D | |
| Common StockF1 | Mar 7, 2018 | A | 5,629 | $0.00 | A | 16,558 | D | |
| Common Stock | holding | — | — | — | 39 | I | Spouse |
Table II — derivative securities
Explanation of responses
- F1These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 3/7/18 was $8.90.
Remarks
Exhibit 24 CONFIRMING STATEMENT This Statement confirms that the undersigned has authorized and designated Lauren Colson and Chad Steinorth the Authorized Signatories, or any one or more of them, to execute and file on the undersigneds behalf all Forms 3, 4, and 5, including any amendments, thereto that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigneds ownership of or transactions in securities of Nicholas Financial, Inc. The authority of the Authorized Signatories under this Statement shall continue until the undersigned is no longer required to file Forms 3, 4, and 5 with regard to his/her ownership of, or transactions in, securities of Nicholas Financial, Inc, unless earlier revoked in writing. The undersigned acknowledges that Authorized Signatories are not assuming any of the undersigneds responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Dated: 2192018 Signed /s/Douglas Marohn Print Name:Douglas Marohn