SEC Form 4 · accession 0001000045-17-000012
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy Qinli Zhu
Director
Period of report
Sep 7, 2017
Accepted (ET)
Sep 19, 2017 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2017 | A | 2,401 | $0.00 | A | 2,401 | D | |
| Common Stock | holding | — | — | — | 600,704 | I | Directly owned by TCW Sepulveda Long/Short Equity Fund I and Fund II LP |
Table II — derivative securities
No Table II lines on this filing.