SEC Form 4 · accession 0001357521-19-000001
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly M Malson
Officer — CFO
Period of report
Jan 15, 2019
Accepted (ET)
Jan 15, 2019 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Jan 15, 2019 | P | 1,746 | $10.7652 | A | 25,988 | D | |
| Common | Jan 15, 2019 | A | 1,746 | $0.00 | A | 27,734 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase of shares were made in accordance with a 10b5-1 Plan previously executed.
- F2Represents the average purchase price.
- F3These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 1/15/2019 was $10.76.