SEC Form 4 · accession 0001357521-18-000009
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly M Malson
Officer — CFO
Period of report
Nov 15, 2018
Accepted (ET)
Nov 15, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Nov 15, 2018 | P | 1,610 | $11.67 | A | 19,168 | D | |
| CommonF3 | Nov 15, 2018 | A | 1,610 | $0.00 | A | 20,778 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase of shares was made in accordance with a 10b5-1 Plan previously executed.
- F2Represents the average purchase price.
- F3These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/15/2018 was $11.73.