Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 23, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

151 filings · trading day Nov 23, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 20, 2018 PForm 4 →	Nov 21, 5:34 pm EST	usell.com, Inc.USEL	PITON CAPITAL PARTNERS LLC10% Owner	1,800,000	$1,800,000.00	$3,240,000,000,000	6,500,000	—
Nov 21, 2018 DJForm 4 →	Nov 23, 3:14 pm EST	Zoe's Kitchen, Inc.ZOES	Kevin MilesDirector, President, and CEO, Director	546,904	$12.75	$1,175,754	0	—
Nov 19, 2018 AForm 4 →	Nov 21, 4:12 pm EST	National Vision Holdings, Inc.EYE	L Reade FahsChief Executive Officer, Director	205,974	$4.27	$879,509	816,266	—
Nov 19, 2018 AForm 4 →	Nov 21, 4:14 pm EST	National Vision Holdings, Inc.EYE	Mitchell GoodmanSVP, GC and Secretary	48,060	$4.27	$205,216	76,540	—
Nov 20, 2018 MForm 4 →	Nov 23, 3:20 pm EST	LCI INDUSTRIESLCII	Jason LippertChief Executive Officer, Director	2,494	$72.83	$181,638	0	—
Nov 19, 2018 MForm 4 →	Nov 21, 5:34 pm EST	TRUPANION, INC.TRUP	Darryl RawlingsPresident and CEO, Director	181,530	$0.90	$163,377	0	—
Nov 19, 2018 AForm 4 →	Nov 21, 4:22 pm EST	National Vision Holdings, Inc.EYE	Jeff BusbeeSVP, Chief HR Officer	37,075	$4.27	$158,310	100,830	—
Nov 19, 2018 AForm 4 →	Nov 21, 4:17 pm EST	National Vision Holdings, Inc.EYE	Patrick R. MooreSVP, Chief Financial Officer	36,045	$4.27	$153,912	164,205	—
Nov 19, 2018 AForm 4 →	Nov 21, 4:09 pm EST	National Vision Holdings, Inc.EYE	Chris BeasleySVP, Accounting, & Controller	20,597	$5.25	$108,134	74,818	—
Nov 20, 2018 MForm 4 →	Nov 23, 3:19 pm EST	LCI INDUSTRIESLCII	Jamie SchnurChief Administrative Officer	1,336	$72.83	$97,301	0	—
Nov 19, 2018 AForm 4 →	Nov 21, 4:19 pm EST	National Vision Holdings, Inc.EYE	John VaughtSVP, Chief Information Officer	22,657	$4.27	$96,745	49,885	—
Nov 20, 2018 MForm 4 →	Nov 23, 3:15 pm EST	LCI INDUSTRIESLCII	Brian Michael HallChief Financial Officer	557	$72.83	$40,566	0	—
Nov 20, 2018 MForm 4 →	Nov 23, 3:18 pm EST	LCI INDUSTRIESLCII	Nick C FletcherChief Human Resources Officer	284	$72.83	$20,684	0	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:20 pm EST	GENUINE PARTS COGPC	John D JohnsDirector	60	$100.13	$6,008	21,073	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:21 pm EST	GENUINE PARTS COGPC	Robert C Loudermilk Jr.Director	40	$100.13	$4,005	8,143	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:22 pm EST	GENUINE PARTS COGPC	John R HolderDirector	40	$100.13	$4,005	5,370	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:24 pm EST	GENUINE PARTS COGPC	Gary P FayardDirector	40	$100.13	$4,005	4,017	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:25 pm EST	GENUINE PARTS COGPC	Donna Westbrook HylandDirector	40	$100.13	$4,005	2,655	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:26 pm EST	GENUINE PARTS COGPC	Paul Russell HardinDirector	40	$100.13	$4,005	1,197	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:03 pm EST	Editas Medicine, Inc.EDIT	Vickesh MyerChief Technology Officer	7,000	—	—	60,897	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:04 pm EST	usell.com, Inc.USEL	Amitabh JhawarDirector	—	—	—	600,000	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:05 pm EST	Aimmune Therapeutics, Inc.AIMT	Susan E. BarrowcliffeGeneral Manager, Europe	40,000	—	—	53,400	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:07 pm EST	Teladoc Health, Inc.TDOC	Jason N GorevicChief Executive Officer, Director	30,000	—	—	120,026	—
Nov 19, 2018 AForm 4 →	Nov 21, 4:08 pm EST	Sound Financial Bancorp, Inc.SFBC	Heidi SextonExecutive Vice President/COO	1,400	—	—	1,400	—
Nov 20, 2018 PForm 4 →	Nov 21, 4:08 pm EST	Boxwood Merger Corp.BWMC	MIHI LLC +210% Owner	3,750,000	—	—	3,750,000	—
Nov 20, 2018 MForm 4 →	Nov 21, 4:09 pm EST	PENN NATIONAL GAMING INCPENN	Peter M CarlinoDirector	84,123	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:13 pm EST	Cornerstone OnDemand IncCSOD	Harold W BurlingameDirector	1,552	—	—	7,763	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:14 pm EST	Ollie's Bargain Outlet Holdings, Inc.OLLI	John W SwygertEVP, COO	48,000	—	—	92,000	—
Nov 20, 2018 MForm 4 →	Nov 21, 4:14 pm EST	JUNIPER NETWORKS INCJNPR	Anand AthreyaChief Development Officer	45,330	—	—	0	—
Nov 20, 2018 MForm 4 →	Nov 21, 4:14 pm EST	JUNIPER NETWORKS INCJNPR	Brian MartinSVP General Counsel	37,950	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:16 pm EST	Inspire Medical Systems, Inc.INSP	Randy BanSenior VP, Sales and Marketing	10,000	—	—	46,390	—
Nov 19, 2018 JXForm 4 →	Nov 21, 4:17 pm EST	AMYRIS, INC.AMRS	DSM International B.V. +1Director, 10% Owner	5,356,804	—	—	0	—
Nov 20, 2018 MForm 4 →	Nov 21, 4:19 pm EST	Rapid7, Inc.RPD	Thomas E SchodorfDirector	100	—	—	31,179	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:21 pm EST	Och-Ziff Capital Management Group LLCOZM	James S LevinCo-CIO and Head of Glbl Credit	267,258	—	—	3,125,163	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:21 pm EST	REGENXBIO Inc.RGNX	Stephen YooChief Medical Officer	20,414	—	—	61,244	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:21 pm EST	Och-Ziff Capital Management Group LLCOZM	Thomas Michael SippChief Financial Officer	58,294	—	—	3,118,775	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:22 pm EST	Och-Ziff Capital Management Group LLCOZM	Robert Scott ShafirChief Executive Officer, Director	279,069	—	—	12,804,640	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:23 pm EST	Och-Ziff Capital Management Group LLCOZM	Erez ElishaChief Accounting Officer	15,225	—	—	623,754	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:24 pm EST	Och-Ziff Capital Management Group LLCOZM	David Michael LevineChief Legal Officer	4,923	—	—	263,430	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:26 pm EST	REGENXBIO Inc.RGNX	Luke M BesharDirector	33,292	—	—	66,500	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:26 pm EST	AxoGen, Inc.AXGN	Karen L. ZaderejCEO, Director	70,000	—	—	0	—
Nov 20, 2018 MForm 4 →	Nov 21, 4:27 pm EST	Aon plcAON	Caroline GraceCEO, Global Retirement & Inves	527	—	—	1,054	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:30 pm EST	Coupa Software IncCOUP	Todd R FordChief Financial Officer	12,500	—	—	112,399	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:30 pm EST	Coupa Software IncCOUP	Robert BernshteynChief Executive Officer, Director	63,225	—	—	668,845	—
Nov 20, 2018 CForm 4 →	Nov 21, 4:30 pm EST	LAUREATE EDUCATION, INC.LAUR	Wengen Alberta, LP +110% Owner	14,087,500	—	—	112,102,116	—
Nov 12, 2018 MForm 4/A →	Nov 21, 4:30 pm EST	HERBALIFE NUTRITION LTD.HLF	Des WalshExecutive Vice Chairman	300,000	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:32 pm EST	WEC ENERGY GROUP, INC.WEC	Gale E KlappaChairman and CEO, Director	146,618	—	—	280,310	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:32 pm EST	TACTILE SYSTEMS TECHNOLOGY INCTCMD	Gerald R. MattysChief Executive Officer, Director	18,269	—	—	0	—
Nov 20, 2018 MForm 4 →	Nov 21, 4:35 pm EST	ENTERGY CORP /DE/ETR	Paul D HinnenkampEVP & Chief Operating Officer	7,000	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:35 pm EST	CLOROX CO /DE/CLX	Denise GarnerSVP - Chief Innovation Officer	2,995	—	—	0	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:40 pm EST	DIGI INTERNATIONAL INCDGII	David H. SampsellVP, Gen. Counsel & Corp. Sec.	18,750	—	—	18,750	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:41 pm EST	DIGI INTERNATIONAL INCDGII	Michael A. UelandPresident, IoT	40,000	—	—	40,000	—
Nov 19, 2018 AMForm 4 →	Nov 21, 4:41 pm EST	VISA INC.V	Ellen RicheyVICE CHAIRMAN & CRO	32,695	—	—	4,174	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:41 pm EST	DIGI INTERNATIONAL INCDGII	Gokul V HemmadySenior VP/CFO/Treasurer	31,250	—	—	31,250	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:41 pm EST	DIGI INTERNATIONAL INCDGII	Kevin C. RileyPresident, IOT Solutions	37,500	—	—	37,500	—
Nov 20, 2018 MForm 4 →	Nov 21, 4:41 pm EST	Vivint Solar, Inc.VSLR	L. Chance AllredChief Sales Officer	3,489	—	—	68,627	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:41 pm EST	DIGI INTERNATIONAL INCDGII	Ronald KoneznyPresident and CEO, Director	125,000	—	—	125,000	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:41 pm EST	Horizon Pharma plcHZNP	Timothy P WalbertChairman, President and CEO, Director	49,801	—	—	204,682	—
Nov 20, 2018 AForm 4 →	Nov 21, 4:42 pm EST	DIGI INTERNATIONAL INCDGII	Jon A. NylandVP, Manufacturing Operations	18,750	—	—	18,750	—
Nov 19, 2018 AMForm 4 →	Nov 21, 4:42 pm EST	VISA INC.V	Ryan McInerneyPRESIDENT	102,941	—	—	13,543	—
Nov 20, 2018 AMForm 4 →	Nov 21, 4:43 pm EST	DIGI INTERNATIONAL INCDGII	Tracy L. RobertsVP, Technology Services	21,151	—	—	0	—
Nov 19, 2018 AMForm 4 →	Nov 21, 4:44 pm EST	VISA INC.V	William M. SheedyEVP CORP STRAT, M&A, GR	34,690	—	—	4,452	—
Nov 19, 2018 AMForm 4 →	Nov 21, 4:45 pm EST	VISA INC.V	Alfred F Kelly Jr.CHIEF EXECUTIVE OFFICER, Director	250,456	—	—	32,001	—
Nov 20, 2018 MForm 4 →	Nov 21, 4:45 pm EST	AMERISOURCEBERGEN CORPABC	Kathy H. GaddesExecutive Vice President	2,652	—	—	0	—
Nov 19, 2018 AMForm 4 →	Nov 21, 4:47 pm EST	VISA INC.V	Lynne BiggarEVP, CHIEF MRKTNG & COMM OFF	26,606	—	—	3,896	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:47 pm EST	AMERICAN TOWER CORP /MA/AMT	Olivier PuechEVP & President, LatAm & EMEA	10,747	—	—	20,390	—
Nov 19, 2018 AForm 4 →	Nov 21, 4:48 pm EST	Sonos IncSONO	Patrick SpenceChief Executive Officer, Director	1,253,044	—	—	875,000	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:48 pm EST	BIOCRYST PHARMACEUTICALS INCBCRX	Thomas R Staab IISenior Vice President and CFO	11,198	—	—	97,071	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:48 pm EST	AMERICAN TOWER CORP /MA/AMT	Thomas A BartlettEVP and CFO	93,338	—	—	101,604	—
Nov 13, 2018 AForm 4 →	Nov 21, 4:49 pm EST	Biostage, Inc.BSTG	Ting LiDirector	10,897	—	—	10,897	—	late
Nov 19, 2018 AMForm 4 →	Nov 21, 4:49 pm EST	VISA INC.V	Vasant M PrabhuEVP & CHIEF FINANCIAL OFFICER	90,913	—	—	12,058	—
Nov 19, 2018 AMForm 4 →	Nov 21, 4:50 pm EST	VISA INC.V	Tullier Kelly MahonEVP, GENERAL COUNSEL	52,405	—	—	7,050	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:51 pm EST	BIOCRYST PHARMACEUTICALS INCBCRX	Lynne PowellSenior VP - CCO	9,320	—	—	113,427	—
Nov 19, 2018 AMForm 4 →	Nov 21, 4:51 pm EST	VISA INC.V	Rajat TanejaEVP TECHNOLOGY	98,346	—	—	12,708	—
Nov 19, 2018 AMForm 4 →	Nov 21, 4:53 pm EST	VISA INC.V	James H HoffmeisterSVP, GBL CORP CONTRL & CAO	13,603	—	—	3,339	—
Nov 19, 2018 MForm 4 →	Nov 21, 4:54 pm EST	Woodward, Inc.WWD	Thomas A GendronPresident and CEO, Director	3,000	—	—	117,000	—
Nov 7, 2018 AForm 4/A →	Nov 21, 5:00 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Stan KoyanagiDirector	1,621	—	—	1,621	—
Nov 7, 2018 AForm 4/A →	Nov 21, 5:00 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Yuichi NishigoriDirector	1,621	—	—	1,621	—
Nov 20, 2018 AForm 4 →	Nov 21, 5:10 pm EST	Mobiquity Technologies, Inc.MOBQ	Dean L. JuliaCEO, Director	9,900,000	—	—	9,900,000	—
Nov 20, 2018 AForm 4 →	Nov 21, 5:10 pm EST	Mobiquity Technologies, Inc.MOBQ	Paul BauersfeldChief Technology Officer	3,000,000	—	—	7,000,000	—
Nov 20, 2018 AForm 4 →	Nov 21, 5:10 pm EST	Mobiquity Technologies, Inc.MOBQ	Sean McDonnellCFO	1,200,000	—	—	1,333,334	—
Nov 20, 2018 AForm 4 →	Nov 21, 5:10 pm EST	Mobiquity Technologies, Inc.MOBQ	Sean TrepetaPres of Mobiquity Networks, Director	6,700,000	—	—	7,150,001	—
Sep 30, 2018 AForm 4 →	Nov 21, 5:10 pm EST	Mobiquity Technologies, Inc.MOBQ	Thomas M ArnostExecutive Chairman, Director, 10% Owner	4,041,667	—	—	6,541,667	—	late amended
Nov 21, 2018 MForm 4 →	Nov 21, 5:20 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Dwight D. ChurchillDirector	2,034	—	—	0	—
Nov 12, 2018 DForm 4 →	Nov 21, 5:29 pm EST	Regulus Therapeutics Inc.RGLS	Stelios PapadopoulosDirector	20,910	—	—	0	—	late
Nov 19, 2018 AForm 4 →	Nov 21, 5:34 pm EST	TRUPANION, INC.TRUP	Jacqueline L DavidsonDirector	753	—	—	753	—
Nov 21, 2018 MForm 4 →	Nov 21, 5:37 pm EST	CareDx, Inc.CDNA	Peter MaagSee Remarks, Director	110,794	—	—	46,316	—
Nov 19, 2018 AForm 4 →	Nov 21, 5:40 pm EST	Twist Bioscience CorpTWST	William BanyaiChief Operating Officer, Director	91,004	—	—	91,004	—
Nov 19, 2018 AForm 4 →	Nov 21, 5:41 pm EST	Twist Bioscience CorpTWST	Mark DanielsSVP, Chief Legal Officer	70,000	—	—	70,000	—
Nov 19, 2018 AForm 4 →	Nov 21, 5:42 pm EST	Twist Bioscience CorpTWST	Patrick John FinnSVP, Commercial Operations	91,004	—	—	91,004	—
Nov 19, 2018 AForm 4 →	Nov 21, 5:42 pm EST	Twist Bioscience CorpTWST	Paula GreenVP of Human Resources	35,004	—	—	35,004	—
Nov 19, 2018 AForm 4 →	Nov 21, 5:44 pm EST	Twist Bioscience CorpTWST	Emily M. LeproustPresident & CEO, Director	266,539	—	—	266,539	—
Nov 19, 2018 AForm 4 →	Nov 21, 5:45 pm EST	Twist Bioscience CorpTWST	Bill PeckChief Technology Officer	35,004	—	—	35,004	—
Nov 19, 2018 AForm 4 →	Nov 21, 5:45 pm EST	Twist Bioscience CorpTWST	James M ThorburnChief Financial Officer	91,004	—	—	91,004	—
Nov 19, 2018 AForm 4 →	Nov 21, 5:46 pm EST	Twist Bioscience CorpTWST	Patrick WeissSVP, R&D GM Data Storage	118,439	—	—	118,439	—
Nov 20, 2018 MForm 4 →	Nov 21, 6:06 pm EST	MAXLINEAR INCMXL	Connie H. KwongPAO & Controller	1,312	—	—	14,143	—
Nov 20, 2018 MForm 4 →	Nov 21, 6:07 pm EST	MAXLINEAR INCMXL	Michael J. LaChanceVice President, Operations	4,187	—	—	30,644	—
Nov 20, 2018 MForm 4 →	Nov 21, 6:08 pm EST	MAXLINEAR INCMXL	Curtis LingChief Technical Officer	5,113	—	—	35,358	—
Nov 20, 2018 MForm 4 →	Nov 21, 6:09 pm EST	MAXLINEAR INCMXL	James LougheedSee Remarks	7,808	—	—	23,572	—
Nov 20, 2018 MForm 4 →	Nov 21, 6:10 pm EST	MAXLINEAR INCMXL	Madhukar ReddyVP, Central Engineering	4,268	—	—	16,828	—
Nov 20, 2018 MForm 4 →	Nov 21, 6:11 pm EST	MAXLINEAR INCMXL	Kishore SeendripuChairman, President and CEO, Director, 10% Owner	12,254	—	—	52,590	—
Nov 20, 2018 MForm 4 →	Nov 21, 6:12 pm EST	MAXLINEAR INCMXL	William TorgersonVP/GM, Broadband Group	3,637	—	—	14,725	—
Nov 20, 2018 MForm 4 →	Nov 21, 6:13 pm EST	MAXLINEAR INCMXL	Brendan WalshVP, Product Line Marketing	4,425	—	—	21,215	—
Nov 20, 2018 MForm 4 →	Nov 21, 6:23 pm EST	FIBROGEN INCFGEN	Thomas B NeffChief Executive Officer, Director	20,638	—	—	123,828	—
Nov 19, 2018 MForm 4 →	Nov 21, 6:31 pm EST	HMS HOLDINGS CORPHMSY	Greg D AunanSVP, Chief Accounting Officer	6,725	—	—	11,792	—
Nov 19, 2018 MForm 4 →	Nov 21, 6:32 pm EST	HMS HOLDINGS CORPHMSY	Meredith W BjorckEVP, General Counsel & Sec.	26,689	—	—	15,909	—
Nov 19, 2018 MForm 4 →	Nov 21, 6:32 pm EST	HMS HOLDINGS CORPHMSY	William C LuciaChairman, President and CEO, Director	26,151	—	—	37,949	—
Nov 19, 2018 MForm 4 →	Nov 21, 6:32 pm EST	HMS HOLDINGS CORPHMSY	Semone NeumanEVP, Operations and IT	42,886	—	—	58,903	—
Nov 19, 2018 MForm 4 →	Nov 21, 6:32 pm EST	HMS HOLDINGS CORPHMSY	Cynthia NustadEVP, Chief Strategy Officer	45,009	—	—	3,716	—
Nov 19, 2018 MForm 4 →	Nov 21, 6:32 pm EST	HMS HOLDINGS CORPHMSY	Jeffrey Scott ShermanEVP, CFO, and Treasurer	8,600	—	—	94,991	—
Nov 19, 2018 MForm 4 →	Nov 21, 6:32 pm EST	HMS HOLDINGS CORPHMSY	Teresa SouthEVP HR, Chief Admin. Officer	7,403	—	—	1,195	—
Nov 19, 2018 MForm 4 →	Nov 21, 6:32 pm EST	HMS HOLDINGS CORPHMSY	Douglas M. WilliamsPresident, Markets and Product	32,887	—	—	18,160	—
Nov 19, 2018 MForm 4 →	Nov 21, 6:52 pm EST	Iridium Communications Inc.IRDM	Matthew J DeschChief Executive Officer, Director	400,000	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 21, 7:01 pm EST	TherapeuticsMD, Inc.TXMD	Brian BernickDirector	182,800	—	—	366,110	—
Nov 19, 2018 MForm 4 →	Nov 21, 7:02 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	Sam HeidariChairman and CEO, Director	7,761	—	—	80,491	—
Nov 19, 2018 MForm 4 →	Nov 21, 7:17 pm EST	Sprouts Farmers Market, Inc.SFM	Theodore Edward Frumkin IIChief Development Officer	53,333	—	—	0	—
Nov 21, 2018 AForm 4/A →	Nov 21, 7:42 pm EST	CHIPOTLE MEXICAN GRILL INCCMG	Roger E TheodoredisChief Legal Officer & GC	8,586	—	—	8,586	—
Nov 19, 2018 AForm 4 →	Nov 21, 8:02 pm EST	Scholar Rock Holding CorpSRRK	Edward H MylesDirector	20,316	—	—	20,316	—
Nov 20, 2018 MForm 4 →	Nov 21, 8:40 pm EST	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	5,000	—	—	186,254	—
Nov 20, 2018 MForm 4 →	Nov 21, 8:44 pm EST	SECOND SIGHT MEDICAL PRODUCTS INCEYES	Jonathan Will McGuireChief Executive Officer, Director	11,875	—	—	35,625	—
Nov 20, 2018 MForm 4 →	Nov 21, 9:06 pm EST	FLUIDIGM CORPFLDM	Nicholas KhadderSee Remarks	4,901	—	—	31,514	—
Nov 20, 2018 MForm 4 →	Nov 21, 9:06 pm EST	FLUIDIGM CORPFLDM	Steven McPhailChief Commercial Officer	3,720	—	—	18,538	—
Nov 20, 2018 MForm 4 →	Nov 21, 9:07 pm EST	FLUIDIGM CORPFLDM	Vikram JogCHIEF FINANCIAL OFFICER	5,051	—	—	31,514	—
Nov 20, 2018 MForm 4 →	Nov 21, 9:07 pm EST	FLUIDIGM CORPFLDM	Stephen Christopher LinthwaitePresident & CEO	12,562	—	—	109,376	—
Nov 20, 2018 PForm 4 →	Nov 23, 7:01 am EST	Boxwood Merger Corp.BWMC	Boxwood Sponsor LLC10% Owner	3,750,000	—	—	3,750,000	—
Nov 20, 2018 PForm 4 →	Nov 23, 7:04 am EST	Boxwood Merger Corp.BWMC	Stephen M Kadenacy +1Chief Executive Officer, Director, 10% Owner	3,750,000	—	—	3,750,000	—
Nov 21, 2018 MForm 4 →	Nov 23, 9:06 am EST	CHURCH & DWIGHT CO INC /DE/CHD	Steven J KatzVP, Controller and CAO	16,780	—	—	33,560	—
Nov 21, 2018 MForm 4 →	Nov 23, 11:23 am EST	ConnectOne Bancorp, Inc.CNOB	Frank Huttle IIIDirector	18,103	—	—	0	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:32 pm EST	TRUSTCO BANK CORP N YTRST	Robert J McCormickPRESIDENT & CEO	32,777	—	—	26,110	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:33 pm EST	TRUSTCO BANK CORP N YTRST	Robert M LeonardEVP & CHIEF RISK OFFICER	17,693	—	—	14,360	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:36 pm EST	TRUSTCO BANK CORP N YTRST	Scot R SalvadorEVP & CHIEF BANKING OFFICER	17,693	—	—	14,360	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:37 pm EST	TRUSTCO BANK CORP N YTRST	Kevin M CurleySENIOR VICE PRESIDENT & COO	4,849	—	—	3,916	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:42 pm EST	TRUSTCO BANK CORP N YTRST	Michael M OzimekSENIOR VICE PRESIDENT & CFO	4,849	—	—	3,916	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:43 pm EST	TRUSTCO BANK CORP N YTRST	Eric W SchreckSVP & TREASURER	4,849	—	—	3,916	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:44 pm EST	TRUSTCO BANK CORP N YTRST	Michael James HallVICE PRESIDENT & SECRETARY	1,580	—	—	1,305	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:49 pm EST	TRUSTCO BANK CORP N YTRST	Dennis A De GennaroDirector	2,500	—	—	2,000	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:50 pm EST	TRUSTCO BANK CORP N YTRST	Brian C FlynnDirector	2,500	—	—	2,000	—
Nov 20, 2018 AForm 4 →	Nov 23, 1:51 pm EST	TRUSTCO BANK CORP N YTRST	Lisa M LucarelliDirector	2,000	—	—	2,000	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:52 pm EST	TRUSTCO BANK CORP N YTRST	Thomas O MaggsDirector	2,500	—	—	2,000	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:53 pm EST	TRUSTCO BANK CORP N YTRST	Anthony J Marinello M.D. Ph.D.Director	2,500	—	—	2,000	—
Nov 20, 2018 AMForm 4 →	Nov 23, 1:54 pm EST	TRUSTCO BANK CORP N YTRST	William D PowersDirector	2,500	—	—	2,000	—
Nov 21, 2018 DJForm 4 →	Nov 23, 3:15 pm EST	Zoe's Kitchen, Inc.ZOES	Michael C ToddGeneral Counsel and Secretary	68,327	—	—	0	—
Nov 21, 2018 DForm 4 →	Nov 23, 3:16 pm EST	Zoe's Kitchen, Inc.ZOES	Greg DollarhydeDirector	5,885	—	—	0	—
Nov 20, 2018 DForm 4 →	Nov 23, 3:16 pm EST	Zoe's Kitchen, Inc.ZOES	Thomas BaldwinDirector	5,885	—	—	0	—
Nov 21, 2018 DForm 4 →	Nov 23, 3:17 pm EST	Zoe's Kitchen, Inc.ZOES	A Alexander Taylor IIDirector	5,885	—	—	0	—
Nov 21, 2018 DForm 4 →	Nov 23, 3:18 pm EST	Zoe's Kitchen, Inc.ZOES	Cordia HarringtonDirector	5,885	—	—	0	—
Nov 21, 2018 DJForm 4 →	Nov 23, 3:18 pm EST	Zoe's Kitchen, Inc.ZOES	Sunil M DoshiChief Financial Officer	201,567	—	—	0	—
Nov 21, 2018 DJForm 4 →	Nov 23, 3:19 pm EST	Zoe's Kitchen, Inc.ZOES	James BeschVice President - Accounting	56,012	—	—	0	—
Nov 21, 2018 DForm 4 →	Nov 23, 3:19 pm EST	Zoe's Kitchen, Inc.ZOES	Susan CollynsDirector	5,885	—	—	0	—
Nov 20, 2018 MForm 4 →	Nov 23, 3:31 pm EST	AVALONBAY COMMUNITIES INCAVB	William M McLaughlinExecutive Vice President	23,302	—	—	0	—
Nov 20, 2018 PForm 4 →	Nov 23, 3:53 pm EST	HC2 HOLDINGS, INC.HCHC	Wayne Barr Jr.Director	—	—	—	570,776	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.