SEC Form 4 · accession 0001593968-18-001482
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Michael Hall
Officer — Chief Financial Officer
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| LCII Common StockF1 | Nov 20, 2018 | M | 300 | $72.83 | A | 6,614 | D | |
| LCII Common StockF1 | Nov 20, 2018 | M | 257 | $72.83 | A | 6,871 | D | |
| LCII Common Stock | Nov 20, 2018 | F | 88 | $72.83 | D | 6,783 | D | |
| LCII Common Stock | Nov 20, 2018 | F | 76 | $72.83 | D | 6,707 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2,F3,F4 | — | Nov 20, 2018 | M | 257 | D | — | — | LCII Common Stock | 257 | 0 | D |
| Deferred Stock UnitsF1,F2,F3,F4 | — | Nov 20, 2018 | M | 300 | D | — | — | LCII Common Stock | 300 | 0 | D |
| Deferred Stock UnitsF1,F2,F3,F4 | — | holding | — | — | — | — | — | LCII Common Stock | 300 | 300 | D |
| Deferred Stock UnitsF5,F2,F3,F4 | — | holding | — | — | — | — | — | LCII Common Stock | 1,024 | 1,024 | D |
| Deferred Stock UnitsF6,F2,F3,F4 | — | holding | — | — | — | — | — | LCII Common Stock | 232 | 232 | D |
| Deferred Stock UnitsF6,F2,F3,F4 | — | holding | — | — | — | — | — | LCII Common Stock | 231 | 231 | D |
| Restricted Stock UnitsF7,F2,F3,F4 | — | holding | — | — | — | — | — | LCII Common Stock | 650 | 650 | D |
| Performance Stock AwardsF8,F2 | — | holding | — | — | — | Mar 1, 2020 | Mar 1, 2020 | LCII Common Stock | 1,401 | 1,401 | D |
| Performance Stock AwardsF9,F2 | — | holding | — | — | — | Mar 1, 2019 | Mar 1, 2019 | LCII Common Stock | 830 | 830 | D |
| Performance Stock UnitsF10,F2 | — | holding | — | — | — | Mar 1, 2021 | Mar 1, 2021 | LCII Common Stock | 1,320 | 1,320 | D |
| Performance Stock UnitsF11,F2 | — | holding | — | — | — | Mar 1, 2020 | Mar 1, 2020 | LCII Common Stock | 1,209 | 1,209 | D |
Explanation of responses
- F1Includes 5 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F10Includes 24 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F11Includes 22 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F2Each Stock Unit represents a contingent right to receive one share of LCII common stock.
- F3No exercisable date for this type of award
- F4No expiration date for this type of award
- F5Includes 18 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F6Includes 4 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F7Includes 12 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F8Includes 25 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F9Includes 15 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.