SEC Form 4 · accession 0001225208-18-015832

HMS HOLDINGS CORP · HMSY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, General Counsel & Sec.

Period of report

Nov 19, 2018

Accepted (ET)

Nov 21, 2018 · 6:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001196501

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 19, 2018	M	10,780	$19.04	A	70,166	D
Common Stock	Nov 19, 2018	M	2,469	$14.01	A	72,635	D
Common Stock^F1	Nov 19, 2018	S	1,100	$37.0553	D	71,535	D
Common Stock^F2	Nov 19, 2018	S	2,400	$36.1057	D	69,135	D
Common Stock^F3	Nov 19, 2018	S	9,749	$35.2088	D	59,386	D
Common Stock	Nov 20, 2018	M	13,440	$14.01	A	72,826	D
Common Stock^F4	Nov 20, 2018	S	500	$35.383	D	72,326	D
Common Stock^F5	Nov 20, 2018	S	20,583	$35.0176	D	51,743	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Option (Right to Buy)^F6	$14.01	Nov 19, 2018	M	2,469	D	—	Apr 10, 2023	Common Stock	2,469	29,349	D
Nonqualified Stock Option (Right to Buy)^F7	$19.04	Nov 19, 2018	M	10,780	D	—	Jun 9, 2027	Common Stock	10,780	53,903	D
Nonqualified Stock Option (Right to Buy)^F6	$14.01	Nov 20, 2018	M	13,440	D	—	Apr 10, 2023	Common Stock	13,440	15,909	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.91 to $37.18, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4) and (5) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.86 to $36.85, inclusive.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.86 to $35.74, inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.335 to $35.40, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.33 to $35.30, inclusive.
F6The option vests in four equal installments on April 11, 2017, 2018, 2019 and 2020.
F7One-half of the option vests in three equal installments on March 3, 2018, 2019 and 2020. The other one-half of the option vests as follows: two-thirds vests on March 3, 2019 and one-third vests on March 3, 2020.