SEC Form 4 · accession 0001179110-18-013089
DIGI INTERNATIONAL INC · DGII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David H. Sampsell
Officer — VP, Gen. Counsel & Corp. Sec.
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854775
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2018 | F | 455 | $11.94 | D | 41,235 | D | |
| Common Stock | Nov 20, 2018 | F | 478 | $11.87 | D | 40,757 | D | |
| Common StockF2 | Nov 20, 2018 | A | 6,533 | $0.00 | A | 47,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $11.87 | Nov 20, 2018 | A | 18,750 | A | — | Nov 20, 2025 | Common Stock | 18,750 | 18,750 | D |
Explanation of responses
- F1Includes 1,858.924 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between October 2, 2017 and March 29, 2018.
- F2Restricted stock units scheduled to vest in four substantially equal increments on each of November 20, 2019, 2020, 2021 and 2022.
- F3The option vests as to 25% of the shares on November 20, 2019 and thereafter in 36 monthly installments.