SEC Form 4 · accession 0001225208-18-015838

HMS HOLDINGS CORP · HMSY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, Markets and Product

Period of report

Nov 19, 2018

Accepted (ET)

Nov 21, 2018 · 6:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001196501

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 19, 2018	M	10,006	$22.54	A	139,217	D
Common Stock	Nov 19, 2018	S	100	$37.06	D	139,117	D
Common Stock^F1	Nov 19, 2018	S	900	$36.2989	D	138,217	D
Common Stock^F2	Nov 19, 2018	S	9,006	$35.3599	D	129,211	D
Common Stock	Nov 20, 2018	M	14,900	$22.54	A	144,111	D
Common Stock^F3	Nov 20, 2018	S	14,900	$35.1192	D	129,211	D
Common Stock	Nov 21, 2018	M	7,981	$22.54	A	137,192	D
Common Stock^F4	Nov 21, 2018	S	7,981	$35.4474	D	129,211	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Option (Right to Buy)^F5	$22.54	Nov 19, 2018	M	10,006	D	—	Dec 8, 2020	Common Stock	10,006	41,041	D
Nonqualified Stock Option (Right to Buy)^F5	$22.54	Nov 20, 2018	M	14,900	D	—	Dec 8, 2020	Common Stock	14,900	26,141	D
Nonqualified Stock Option (Right to Buy)^F5	$22.54	Nov 21, 2018	M	7,981	D	—	Dec 8, 2020	Common Stock	7,981	18,160	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.03 to $36.76, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.94, inclusive.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.36, inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.01 to $35.82, inclusive.
F5The option vested in four equal installments on December 9, 2014, 2015, 2016 and 2017.