SEC Form 4 · accession 0001719312-18-000010
National Vision Holdings, Inc. · EYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Beasley
Officer — SVP, Accounting, & Controller
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710155
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $5.25 | Nov 19, 2018 | A | 20,597 | A | — | Sep 1, 2025 | Common Stock | 20,597 | 74,818 | D |
Explanation of responses
- F1On September 1, 2015, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 19, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 20,597 stock options which had previously not been reported were deemed earned.
- F2Of these 74,818 stock options, 50,407 are vested and the remaining 24,411 stock options will vest in two equal annual installments on September 1, 2019 and 2020. An additional 34,329 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.