SEC Form 4 · accession 0001593968-18-001485
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Lippert
Officer — Chief Executive Officer · Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| LCII Common StockF1 | Nov 20, 2018 | M | 1,223 | $72.83 | A | 214,245 | D | |
| LCII Common StockF2 | Nov 20, 2018 | M | 1,271 | $72.83 | A | 215,516 | D | |
| LCII Common Stock | Nov 20, 2018 | F | 564 | $72.83 | D | 214,952 | D | |
| LCII Common Stock | Nov 20, 2018 | F | 542 | $72.83 | D | 214,410 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F3,F4,F5 | — | Nov 20, 2018 | M | 1,271 | D | — | — | LCII Common Stock | 1,271 | 0 | D |
| Deferred Stock UnitsF1,F3,F4,F5 | — | Nov 20, 2018 | M | 1,223 | D | — | — | LCII Common Stock | 1,223 | 0 | D |
| Deferred Stock UnitsF1,F3,F4,F5 | — | holding | — | — | — | — | — | LCII Common Stock | 1,223 | 1,223 | D |
| Deferred Stock UnitsF6,F3,F4,F5 | — | holding | — | — | — | — | — | LCII Common Stock | 5,723 | 5,723 | D |
| Deferred Stock UnitsF7,F3,F4,F5 | — | holding | — | — | — | — | — | LCII Common Stock | 4,116 | 4,116 | D |
| Deferred Stock UnitsF7,F3,F4,F5 | — | holding | — | — | — | — | — | LCII Common Stock | 4,116 | 4,116 | D |
| Restricted Stock UnitsF8,F3,F4,F5 | — | holding | — | — | — | — | — | LCII Common Stock | 11,629 | 11,629 | D |
| Performance Stock AwardsF9,F3 | — | holding | — | — | — | Mar 1, 2019 | Mar 1, 2019 | LCII Common Stock | 51,669 | 51,669 | D |
| Performance Stock AwardsF10,F3 | — | holding | — | — | — | Mar 1, 2020 | Mar 1, 2020 | LCII Common Stock | 24,691 | 24,691 | D |
| Performance Stock UnitsF11,F3 | — | holding | — | — | — | Mar 1, 2019 | Mar 1, 2019 | LCII Common Stock | 18,489 | 18,489 | D |
| Performance Stock UnitsF12,F3 | — | holding | — | — | — | Mar 1, 2021 | Mar 1, 2021 | LCII Common Stock | 23,258 | 23,258 | D |
| Performance Stock UnitsF13,F3 | — | holding | — | — | — | Mar 1, 2020 | Mar 1, 2020 | LCII Common Stock | 8,722 | 8,722 | D |
Explanation of responses
- F1Includes 22 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F10Includes 440 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F11Includes 329 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F12Includes 414 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F13Includes 155 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F2Includes 23 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F3Each Stock Unit represents a contingent right to receive one share of LCII common stock.
- F4No exercisable date for this type of award
- F5No expiration date for this type of award
- F6Includes 102 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F7Includes 73 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F8Includes 207 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.
- F9Includes 921 stock units received as a result of regular cash dividends of $0.55 per share paid on March 29, 2018 and $0.60 per share paid on June 15, 2018 and September 14, 2018 to holders of registrant's common stock on March 16, 2018, June 4, 2018 and August 31, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.55 per stock unit held on March 16, 2018 and $0.60 per stock unit held on June 4, 2018 and August 31, 2018.