SEC Form 4 · accession 0001209191-18-059823
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam Heidari
Officer — Chairman and CEO · Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2018 | M | 3,761 | $1.00 | A | 174,234 | D | |
| Common StockF1 | Nov 20, 2018 | M | 4,000 | $1.00 | A | 178,234 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $1.00 | Nov 19, 2018 | M | 3,761 | D | — | Oct 7, 2021 | Common Stock | 3,761 | 84,491 | D |
| Employee Stock Option (right to buy)F2,F1 | $1.00 | Nov 20, 2018 | M | 4,000 | D | — | Oct 7, 2021 | Common Stock | 4,000 | 80,491 | D |
Explanation of responses
- F1The Reporting Person has elected to exercise and hold the shares at this time.
- F2The shares subject to the option are fully vested and exercisable.