SEC Form 4 · accession 0000065984-18-000249
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Hinnenkamp
Officer — EVP & Chief Operating Officer
Period of report
Nov 20, 2018
Accepted (ET)
Nov 21, 2018 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | M | 4,000 | $71.30 | A | 32,332 | D | |
| Common Stock | Nov 20, 2018 | S | 4,000 | $87.50 | D | 25,332 | D | |
| Common Stock | Nov 20, 2018 | M | 3,000 | $63.17 | A | 28,332 | D | |
| Common Stock | Nov 20, 2018 | S | 3,000 | $87.50 | D | 25,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $71.30 | Nov 20, 2018 | M | 4,000 | D | — | — | Common Stock | 4,000 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $63.17 | Nov 20, 2018 | M | 3,000 | D | — | — | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2018.
- F2The options vested in three equal annual installments on January 26, 2013, 2014 and 2015.
- F3The options vested in three equal annual installments on January 30, 2015, 2016 and 2017.