SEC Form 4 · accession 0001683168-18-003544
Mobiquity Technologies, Inc. · MOBQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Thomas M Arnost
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 30, 2018
Accepted (ET)
Nov 21, 2018 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2018 | A | 2,083,333 | $0.06 | A | 45,322,207 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantsF1 | $0.12 | Sep 30, 2018 | A | 1,041,667 | A | Sep 30, 2018 | Sep 30, 2023 | Common Stock | 1,041,667 | 3,541,663 | D |
| Common Stock OptionsF1 | $0.07 | Nov 20, 2018 | A | 3,000,000 | A | Nov 20, 2018 | Nov 20, 2023 | Common Stock | 3,000,000 | 6,541,667 | D |
Explanation of responses
- F1Not applicable