Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jul 17, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

230 filings · trading day Jul 17, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 12, 2018 PSForm 4 →	Jul 16, 5:06 pm EDT	REPLIGEN CORPRPGN	Roy T Eddleman10% Owner	2	$1,000,000.00	$2,000,000	1	—
Jul 12, 2018 MForm 4 →	Jul 16, 4:12 pm EDT	COPART INCCPRT	William E FranklinExecutive Vice President	90,000	$8.56	$769,950	50,000	—
Jul 16, 2018 MForm 4 →	Jul 16, 8:28 pm EDT	KAR Auction Services, Inc.KAR	Rebecca C. PolakCLO & Sec.; Pres. TradeRev	44,240	$10.00	$442,400	0	—
Jul 12, 2018 MForm 4 →	Jul 16, 8:40 pm EDT	BOINGO WIRELESS INCWIFI	David HaganChief Executive Officer, Director	20,777	$13.50	$280,490	0	—
Jul 13, 2018 MForm 4 →	Jul 16, 8:19 pm EDT	KAR Auction Services, Inc.KAR	Lisa A. PriceEVP of Human Resources	8,749	$30.89	$270,257	0	—
Jul 12, 2018 PForm 4 →	Jul 16, 8:00 pm EDT	Marina Biotech, Inc.MRNA	Robert Moscato Jr.Chief Executive Officer, Director	300,040	$5,000.00	$200,000	300,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 9:24 pm EDT	MITCHAM INDUSTRIES INCMIND	Guy MaldenCo-CEO and EVP	50,000	$3.79	$189,500	50,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 9:25 pm EDT	MITCHAM INDUSTRIES INCMIND	Robert P CappsCo-CEO and CFO, Director	50,000	$3.79	$189,500	50,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 9:26 pm EDT	MITCHAM INDUSTRIES INCMIND	Robert John AlbersDirector	40,000	$3.79	$151,600	40,000	—
Jul 12, 2018 MForm 4 →	Jul 16, 6:52 pm EDT	HELEN OF TROY LTDHELE	Vincent D CarsonChief Legal Officer	1,206	$64.19	$77,413	1,500	—
Jul 12, 2018 AForm 4 →	Jul 16, 9:27 pm EDT	MITCHAM INDUSTRIES INCMIND	Mark Alan CoxPrincipal Accounting Officer	20,000	$3.79	$75,800	20,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 7:53 pm EDT	ALLIANT ENERGY CORPLNT	Thomas F OtooleDirector	1,376	$43.14	$59,375	12,905	—
Jul 13, 2018 AForm 4 →	Jul 17, 12:57 pm EDT	SCANA CORPSCG	James W RoquemoreDirector	1,466	$39.39	$57,750	37,907	—
Jul 12, 2018 AForm 4 →	Jul 16, 7:51 pm EDT	ALLIANT ENERGY CORPLNT	Patrick E AllenDirector	1,304	$43.14	$56,250	22,025	—
Jul 13, 2018 AForm 4 →	Jul 17, 12:57 pm EDT	SCANA CORPSCG	Lynne M MillerDirector	1,390	$39.39	$54,750	76,325	—
Jul 13, 2018 PForm 4 →	Jul 17, 3:18 pm EDT	Bright Mountain Media, Inc.BMTM	W Kip SpeyerCEO/President/Chairman, Director, 10% Owner	100,000	$0.40	$40,000	100,000	—
Jul 13, 2018 AForm 4 →	Jul 17, 12:57 pm EDT	SCANA CORPSCG	James A BennettDirector	834	$39.39	$32,850	54,307	—
Jul 13, 2018 AForm 4 →	Jul 17, 12:57 pm EDT	SCANA CORPSCG	Gregory E AliffDirector	834	$39.39	$32,850	7,231	—
Jul 13, 2018 AForm 4 →	Jul 17, 12:57 pm EDT	SCANA CORPSCG	John F A Cecil VDirector	834	$39.39	$32,850	6,694	—
Jul 13, 2018 AForm 4 →	Jul 17, 12:57 pm EDT	SCANA CORPSCG	D Maybank HagoodDirector	834	$39.39	$32,850	31,360	—
Jul 12, 2018 AForm 4 →	Jul 16, 7:55 pm EDT	ALLIANT ENERGY CORPLNT	Susan D WhitingDirector	695	$43.14	$30,000	15,850	—
Jul 12, 2018 AForm 4 →	Jul 16, 9:24 pm EDT	MITCHAM INDUSTRIES INCMIND	Peter H BlumDirector	6,000	$3.79	$22,740	6,000	—
Jul 13, 2018 AForm 4 →	Jul 16, 6:11 pm EDT	Natera, Inc.NTRA	John SteuartDirector	1,093	$12.80	$13,990	1,093	—
Jul 13, 2018 AForm 4 →	Jul 17, 1:13 pm EDT	GIBRALTAR INDUSTRIES, INC.ROCK	Sharon M BradyDirector	396	$34.70	$13,750	5,707	—
Jul 12, 2018 MForm 4 →	Jul 16, 6:40 pm EDT	CORVEL CORPCRVL	Diane BlahaChief Marketing Officer	125	$55.75	$6,969	0	—
Jul 13, 2018 AForm 4 →	Jul 16, 6:11 pm EDT	Natera, Inc.NTRA	Gail Boxer MarcusDirector	439	$12.80	$5,619	439	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:29 am EDT	BlackRock Health Sciences TrustBME	Robert Glenn HubbardDirector	126	$41.17	$5,167	2,773	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:28 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Robert Glenn HubbardDirector	386	$13.11	$5,055	23,593	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:28 am EDT	BlackRock Energy & Resources TrustBGR	Robert Glenn HubbardDirector	323	$15.51	$5,010	15,917	—
Jul 16, 2018 AForm 4 →	Jul 16, 4:41 pm EDT	CARDINAL HEALTH INCCAH	Calvin DardenDirector	98	$50.80	$4,978	5,973	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:29 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Robert Glenn HubbardDirector	334	$14.88	$4,965	22,156	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:28 am EDT	BlackRock Enhanced International Dividend TrustBGY	Robert Glenn HubbardDirector	857	$5.76	$4,938	40,816	—
Jul 16, 2018 AForm 4 →	Jul 16, 5:02 pm EDT	CubeSmartCUBE	Timothy M MartinCFO	155	$31.50	$4,883	16,498	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:30 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Robert Glenn HubbardDirector	445	$10.51	$4,679	33,763	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:29 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Robert Glenn HubbardDirector	386	$12.12	$4,678	23,474	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:27 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Robert Glenn HubbardDirector	500	$9.14	$4,571	35,514	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:26 am EDT	BlackRock Health Sciences TrustBME	Richard CavanaghDirector	109	$41.17	$4,502	1,557	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:25 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Richard CavanaghDirector	336	$13.11	$4,404	13,860	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:24 am EDT	BlackRock Energy & Resources TrustBGR	Richard CavanaghDirector	281	$15.51	$4,364	9,330	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:26 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Richard CavanaghDirector	291	$14.88	$4,326	12,955	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:25 am EDT	BlackRock Enhanced International Dividend TrustBGY	Richard CavanaghDirector	747	$5.76	$4,302	23,466	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:27 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Richard CavanaghDirector	388	$10.51	$4,076	19,960	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:26 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Richard CavanaghDirector	336	$12.12	$4,075	13,940	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:23 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Richard CavanaghDirector	436	$9.14	$3,983	20,900	—
Jul 13, 2018 AForm 4 →	Jul 16, 4:45 pm EDT	INTEL CORPINTC	Robert Holmes SwanInterim CEO [CFO]	72	$52.22	$3,744	8,021	—
Jul 13, 2018 AForm 4 →	Jul 17, 1:12 pm EDT	GIBRALTAR INDUSTRIES, INC.ROCK	Craig A HindmanDirector	99	$34.70	$3,437	7,510	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:21 am EDT	BlackRock Health Sciences TrustBME	Michael J CastellanoDirector	75	$41.17	$3,075	1,682	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:20 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Michael J CastellanoDirector	230	$13.11	$3,009	7,678	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:20 am EDT	BlackRock Energy & Resources TrustBGR	Michael J CastellanoDirector	192	$15.51	$2,982	6,094	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:21 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Michael J CastellanoDirector	199	$14.88	$2,955	6,918	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:21 am EDT	BlackRock Enhanced International Dividend TrustBGY	Michael J CastellanoDirector	510	$5.76	$2,939	16,207	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:22 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Michael J CastellanoDirector	265	$10.51	$2,785	9,682	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:22 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Michael J CastellanoDirector	230	$12.12	$2,784	7,819	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:20 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Michael J CastellanoDirector	298	$9.14	$2,721	13,014	—
Jul 13, 2018 AForm 4 →	Jul 16, 5:22 pm EDT	FULLER H B COFUL	John J CorkreanExecutive VP and CFO	45	$55.81	$2,503	671	—
Jul 13, 2018 AForm 4 →	Jul 16, 4:53 pm EDT	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	24	$103.99	$2,475	2,755	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:37 am EDT	BlackRock Health Sciences TrustBME	Catherine A. LynchDirector	50	$41.17	$2,050	418	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:36 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Catherine A. LynchDirector	153	$13.11	$2,006	1,047	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:35 am EDT	BlackRock Energy & Resources TrustBGR	Catherine A. LynchDirector	128	$15.51	$1,988	1,035	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:36 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Catherine A. LynchDirector	132	$14.88	$1,970	926	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:36 am EDT	BlackRock Enhanced International Dividend TrustBGY	Catherine A. LynchDirector	340	$5.76	$1,959	2,357	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:38 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Catherine A. LynchDirector	177	$10.51	$1,856	1,257	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:37 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Catherine A. LynchDirector	153	$12.12	$1,856	1,045	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:35 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Catherine A. LynchDirector	198	$9.14	$1,814	1,511	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:33 am EDT	BlackRock Health Sciences TrustBME	W Carl KesterDirector	32	$41.17	$1,323	1,291	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:32 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	W Carl KesterDirector	99	$13.11	$1,294	11,988	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:31 am EDT	BlackRock Energy & Resources TrustBGR	W Carl KesterDirector	83	$15.51	$1,283	8,542	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:32 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	W Carl KesterDirector	85	$14.88	$1,271	11,053	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:32 am EDT	BlackRock Enhanced International Dividend TrustBGY	W Carl KesterDirector	219	$5.76	$1,264	21,960	—
Jul 16, 2018 AForm 4 →	Jul 16, 5:02 pm EDT	CubeSmartCUBE	Christopher P MarrCEO, Director	40	$31.50	$1,260	4,281	—
Jul 13, 2018 AForm 4 →	Jul 17, 2:30 pm EDT	LEGG MASON, INC.LM	Joseph A SullivanChairman, President & CEO, Director	38	$32.51	$1,238	3,681	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:33 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	W Carl KesterDirector	114	$10.51	$1,198	16,854	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:33 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	W Carl KesterDirector	99	$12.12	$1,197	12,778	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:31 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	W Carl KesterDirector	128	$9.14	$1,170	20,048	—
Jul 13, 2018 AForm 4 →	Jul 17, 2:27 pm EDT	LEGG MASON, INC.LM	John KenneyExecutive Vice President	31	$32.51	$1,017	3,023	—
Jul 13, 2018 AForm 4 →	Jul 16, 4:51 pm EDT	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	8	$103.99	$846	432	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:39 am EDT	BlackRock Health Sciences TrustBME	Karen P RobardsDirector	17	$41.17	$686	593	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:40 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Karen P RobardsDirector	51	$13.11	$671	9,134	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:40 am EDT	BlackRock Energy & Resources TrustBGR	Karen P RobardsDirector	43	$15.51	$665	6,210	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:41 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Karen P RobardsDirector	44	$14.88	$659	8,536	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:40 am EDT	BlackRock Enhanced International Dividend TrustBGY	Karen P RobardsDirector	114	$5.76	$656	15,899	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:41 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Karen P RobardsDirector	59	$10.51	$621	13,248	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:41 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Karen P RobardsDirector	51	$12.12	$621	9,750	—
Jul 13, 2018 AForm 4 →	Jul 16, 4:54 pm EDT	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	6	$103.99	$612	8,598	—
Jul 13, 2018 AForm 4 →	Jul 17, 9:39 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Karen P RobardsDirector	66	$9.14	$607	15,200	—
Jul 13, 2018 AForm 4 →	Jul 16, 5:20 pm EDT	FULLER H B COFUL	David W. MoormanVP, Operations Excellence	11	$55.81	$605	162	—
Jul 13, 2018 AForm 4 →	Jul 17, 2:26 pm EDT	LEGG MASON, INC.LM	Thomas C MerchantExec VP & General Counsel	15	$32.51	$489	1,453	—
Jul 13, 2018 AForm 4 →	Jul 17, 2:28 pm EDT	LEGG MASON, INC.LM	Frances CashmanExecutive Vice President	15	$32.51	$487	1,448	—
Jul 13, 2018 AForm 4 →	Jul 16, 4:56 pm EDT	PPG INDUSTRIES INCPPG	Glenn E Bost IISr. VP & Gen. Counsel	5	$103.99	$475	755	—
Jul 12, 2018 AForm 4 →	Jul 16, 8:40 pm EDT	SVB FINANCIAL GROUPSIVB	Laura IzurietaChief Risk Officer	1	$300.49	$288	77	—
Jul 13, 2018 AForm 4 →	Jul 16, 5:26 pm EDT	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	5	$55.81	$257	1,396	—
Jul 16, 2018 AForm 4 →	Jul 17, 1:58 pm EDT	XCEL ENERGY INCXEL	Brett C CarterEVP, Chief Customer and Innova	5	$46.07	$208	9	—
Jul 13, 2018 AForm 4 →	Jul 17, 2:25 pm EDT	LEGG MASON, INC.LM	Patricia LattinExecutive Vice President	1	$32.51	$23	70	—
Jul 16, 2018 AForm 4 →	Jul 16, 4:01 pm EDT	ANALOG DEVICES INCADI	Karen GolzDirector	1,504	—	—	1,504	—
Jul 2, 2018 AForm 4 →	Jul 16, 4:05 pm EDT	Athenex, Inc.ATNX	Benson Kwan Hung TsangDirector	9,750	—	—	9,750	—	late
Jul 16, 2018 AForm 4 →	Jul 16, 4:10 pm EDT	DEPOMED INCDEPO	Phillip B. DonenbergSVP and CFO	87,163	—	—	87,163	—
Jul 13, 2018 MForm 4 →	Jul 16, 4:10 pm EDT	ICF International, Inc.ICFI	Sergio J OstriaExecutive Vice President	1,132	—	—	3,398	—
Jul 13, 2018 MForm 4 →	Jul 16, 4:15 pm EDT	DARDEN RESTAURANTS INCDRI	William S SimonDirector	2,418	—	—	0	—
Jul 16, 2018 MForm 4 →	Jul 16, 4:16 pm EDT	Verisk Analytics, Inc.VRSK	Scott G StephensonCEO and President, Director	32,031	—	—	95,310	—
Jul 12, 2018 MForm 4 →	Jul 16, 4:16 pm EDT	CHEVRON CORPCVX	James William JohnsonExecutive Vice President	4,750	—	—	28,500	—
Jul 12, 2018 MForm 4 →	Jul 16, 4:19 pm EDT	VERTEX PHARMACEUTICALS INC / MAVRTX	Paul M SilvaSVP & Corp Controller	860	—	—	6,875	—
Jul 12, 2018 AForm 4 →	Jul 16, 4:30 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Lawrence B SorrelDirector	25,000	—	—	25,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 4:30 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Susan B BayhDirector	25,000	—	—	25,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 4:30 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Peter A LundDirector	25,000	—	—	25,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 4:30 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	James M DubinDirector	25,000	—	—	25,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 4:30 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Richard A LeventhalDirector	25,000	—	—	25,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 4:30 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Greg NathansonDirector	25,000	—	—	25,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 4:30 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Gary L KaseffDirector	25,000	—	—	25,000	—
Jul 11, 2018 MForm 4 →	Jul 16, 4:37 pm EDT	BofI Holding, Inc.BOFI	Derrick WalshSVP, Chief Accounting Officer	1,409	—	—	8,810	—	late
Jul 12, 2018 MForm 4 →	Jul 16, 4:37 pm EDT	VERTEX PHARMACEUTICALS INC / MAVRTX	Michael PariniEVP, CL&AO	2,125	—	—	17,000	—
Jul 16, 2018 MForm 4 →	Jul 16, 4:37 pm EDT	NEW RELIC, INC.NEWR	Erica SchultzChief Revenue Officer	1,800	—	—	46,082	—
Jul 12, 2018 MForm 4 →	Jul 16, 4:52 pm EDT	ZILLOW GROUP, INC.Z AND ZG	Jennifer RockInterim CFO	1,444	—	—	8,126	—
Jul 15, 2018 MForm 4 →	Jul 16, 4:53 pm EDT	HUNT J B TRANSPORT SERVICES INCJBHT	David G MeeEVP and CFO	14,074	—	—	9,144	—
Nov 19, 2017 AForm 4 →	Jul 16, 2018, 4:55 pm EDT	VISA INC.V	Mary B CranstonDirector	1,685	—	—	1,685	—	late
Jul 16, 2018 AForm 4 →	Jul 16, 4:56 pm EDT	Cerecor Inc.CERC	Pericles CaliasChief Scientific Officer	80,000	—	—	80,000	—
Jun 20, 2018 MForm 4/A →	Jul 16, 5:01 pm EDT	CAPITAL SOUTHWEST CORPCSWC	Bowen S DiehlPresident and CEO, Director	14,613	—	—	50,000	—
Nov 19, 2017 AForm 4 →	Jul 16, 2018, 5:03 pm EDT	VISA INC.V	Maynard G Webb Jr.Director	1,685	—	—	1,685	—	late
Jul 15, 2018 MForm 4 →	Jul 16, 5:09 pm EDT	HUNT J B TRANSPORT SERVICES INCJBHT	Kevin BracyVP, Treasurer	543	—	—	549	—
Jul 15, 2018 MForm 4 →	Jul 16, 5:09 pm EDT	HUNT J B TRANSPORT SERVICES INCJBHT	Nicholas HobbsEVP, President DCS	14,936	—	—	9,144	—
Jul 15, 2018 MForm 4 →	Jul 16, 5:09 pm EDT	HUNT J B TRANSPORT SERVICES INCJBHT	Eric McGeeEVP Highway Services	1,754	—	—	1,542	—
Jul 13, 2018 AForm 4 →	Jul 16, 5:09 pm EDT	INNODATA INCINOD	Jack AbuhoffPresident and CEO, Director	400,000	—	—	400,000	—
Jul 12, 2018 MForm 4 →	Jul 16, 5:10 pm EDT	MOMENTA PHARMACEUTICALS INCMNTA	Young KwonSVP, Corporate Development	34,500	—	—	18,000	—
Jul 12, 2018 MForm 4 →	Jul 16, 5:10 pm EDT	HARVARD BIOSCIENCE INCHBIO	Robert E. GagnonChief Financial Officer	5,828	—	—	40,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 5:12 pm EDT	Cerecor Inc.CERC	Joseph M MillerChief Financial Officer	105,000	—	—	105,000	—
Jul 13, 2018 AForm 4 →	Jul 16, 5:12 pm EDT	INNODATA INCINOD	David B AtkinsonDirector	40,000	—	—	40,000	—
Jul 15, 2018 MForm 4 →	Jul 16, 5:14 pm EDT	HUNT J B TRANSPORT SERVICES INCJBHT	Terrence D MatthewsEVP, Pres Intermodal	14,940	—	—	9,000	—
Jul 13, 2018 AForm 4 →	Jul 16, 5:15 pm EDT	INNODATA INCINOD	Louise C ForlenzaDirector	40,000	—	—	40,000	—
Jul 13, 2018 AForm 4 →	Jul 16, 5:17 pm EDT	INNODATA INCINOD	Brian E KardonDirector	40,000	—	—	40,000	—
Jul 15, 2018 MForm 4 →	Jul 16, 5:17 pm EDT	HUNT J B TRANSPORT SERVICES INCJBHT	Darren P. FieldEVP Intermodal	4,000	—	—	4,000	—
May 24, 2018 AForm 4 →	Jul 16, 5:17 pm EDT	SunOpta Inc.STKL	Derek BriffettDirector	11,688	—	—	11,688	—	late
Jul 13, 2018 AForm 4 →	Jul 16, 5:20 pm EDT	INNODATA INCINOD	Douglas J ManoniDirector	40,000	—	—	40,000	—
Jul 13, 2018 MForm 4 →	Jul 16, 5:21 pm EDT	HEALTHEQUITY INCHQY	Frank MediciDirector	6,904	—	—	0	—
May 24, 2018 AForm 4 →	Jul 16, 5:22 pm EDT	SunOpta Inc.STKL	Michael DetlefsenDirector	11,688	—	—	11,688	—	late
Jul 12, 2018 AForm 4 →	Jul 16, 5:24 pm EDT	MEI Pharma, Inc.MEIP	Charles V. Baltic IIIDirector	40,000	—	—	40,000	—
Jul 13, 2018 AForm 4 →	Jul 16, 5:24 pm EDT	INNODATA INCINOD	Stewart R MasseyDirector	40,000	—	—	40,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 5:25 pm EDT	MEI Pharma, Inc.MEIP	Kevan ClemensDirector	40,000	—	—	40,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 5:26 pm EDT	MEI Pharma, Inc.MEIP	Frederick W DriscollDirector	40,000	—	—	40,000	—
Jul 13, 2018 AForm 4 →	Jul 16, 5:26 pm EDT	INNODATA INCINOD	Ashok MishraEVP and COO	160,000	—	—	160,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 5:27 pm EDT	MEI Pharma, Inc.MEIP	Nicholas GloverDirector	40,000	—	—	40,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 5:28 pm EDT	MEI Pharma, Inc.MEIP	Thomas C ReynoldsDirector	40,000	—	—	40,000	—
Jul 13, 2018 AForm 4 →	Jul 16, 5:29 pm EDT	INNODATA INCINOD	Michael J. OpatDirector	40,000	—	—	40,000	—
May 24, 2018 AForm 4 →	Jul 16, 5:29 pm EDT	SunOpta Inc.STKL	Richard Dean HollisDirector	11,688	—	—	11,688	—	late
Jul 12, 2018 AForm 4 →	Jul 16, 5:29 pm EDT	MEI Pharma, Inc.MEIP	William Dodge RueckertDirector	40,000	—	—	40,000	—
Jul 15, 2018 MForm 4 →	Jul 16, 5:30 pm EDT	HUNT J B TRANSPORT SERVICES INCJBHT	John N RobertsPresident and CEO	57,157	—	—	37,113	—	amended
Jul 15, 2018 MForm 4 →	Jul 16, 5:30 pm EDT	HUNT J B TRANSPORT SERVICES INCJBHT	Alfred C HarperEVP Ops, COO	9,548	—	—	0	—
Jul 12, 2018 AForm 4 →	Jul 16, 5:30 pm EDT	MEI Pharma, Inc.MEIP	Christine Anna WhiteDirector	40,000	—	—	40,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 5:32 pm EDT	MEI Pharma, Inc.MEIP	Brian G. DrazbaChief Financial Officer	100,000	—	—	100,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 5:33 pm EDT	MEI Pharma, Inc.MEIP	Daniel P Gold Ph.D.Chief Executive Officer, Director	300,000	—	—	300,000	—
May 24, 2018 AForm 4 →	Jul 16, 5:33 pm EDT	SunOpta Inc.STKL	Lovas Katrina HoudeDirector	11,688	—	—	11,688	—	late
Jul 12, 2018 AForm 4 →	Jul 16, 5:34 pm EDT	MEI Pharma, Inc.MEIP	Robert D. MassChief Medical Officer	130,000	—	—	130,000	—
Jul 12, 2018 AForm 4 →	Jul 16, 5:35 pm EDT	MEI Pharma, Inc.MEIP	David M UrsoChief Operating Officer & GC	220,000	—	—	220,000	—
May 24, 2018 AForm 4 →	Jul 16, 5:37 pm EDT	SunOpta Inc.STKL	Brendan B SpringstubbDirector	11,688	—	—	11,688	—	late
Jul 12, 2018 MForm 4 →	Jul 16, 5:37 pm EDT	CA, INC.CA	Ayman SayedPres., Chief Products Officer	13,858	—	—	26,898	—
Jul 12, 2018 MForm 4 →	Jul 16, 5:39 pm EDT	GelTech Solutions, Inc.GLTC	Michael Lloyd RegerPresident, 10% Owner	2,500,000	—	—	0	—
May 24, 2018 AForm 4 →	Jul 16, 5:40 pm EDT	SunOpta Inc.STKL	Gregg A TannerDirector	11,688	—	—	11,688	—	late
Jul 12, 2018 CForm 4 →	Jul 16, 5:43 pm EDT	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	20,000	—	—	1,467,163	—
May 24, 2018 AForm 4 →	Jul 16, 5:44 pm EDT	SunOpta Inc.STKL	Albert D. BollesDirector	11,688	—	—	11,688	—	late
May 24, 2018 AForm 4 →	Jul 16, 5:48 pm EDT	SunOpta Inc.STKL	M Shan AtkinsDirector	11,688	—	—	11,688	—	late
Nov 19, 2017 AForm 4 →	Jul 16, 2018, 6:05 pm EDT	VISA INC.V	Gary A HoffmanDirector	1,943	—	—	258	—	late
Jul 15, 2018 MForm 4 →	Jul 16, 6:11 pm EDT	APACHE CORPAPA	Grady L AblesSr. Region Vice President	1,000	—	—	38,226	—
Jul 15, 2018 MForm 4 →	Jul 16, 6:11 pm EDT	APACHE CORPAPA	Rebecca A HoytSr. Vice Pres, Chief Acct Off	2,873	—	—	34,586	—
Jul 16, 2018 MForm 4 →	Jul 16, 6:27 pm EDT	Edwards Lifesciences CorpEW	Larry L WoodCVP, THV Replacement	6,300	—	—	31,500	—
Jul 12, 2018 MForm 4 →	Jul 16, 6:46 pm EDT	PROOFPOINT INCPFPT	Gary SteeleChief Executive Officer, Director	50,000	—	—	33,015	—
Jul 15, 2018 AForm 4 →	Jul 16, 6:58 pm EDT	IONIS PHARMACEUTICALS INCIONS	Damien McDevittChief Business Officer	14,167	—	—	14,167	—
Jul 12, 2018 CForm 4 →	Jul 16, 7:13 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	285,000	—	—	363,688,054	—
Jul 12, 2018 AForm 4 →	Jul 16, 7:20 pm EDT	AzurRx BioPharma, Inc.AZRX	Maged ShenoudaCHIEF FINANCIAL OFFICER, Director	100,000	—	—	100,000	—
Jul 12, 2018 MForm 4 →	Jul 16, 7:26 pm EDT	TWILIO INCTWLO	George HuChief Operating Officer	10,000	—	—	858,614	—
Jul 15, 2018 MForm 4 →	Jul 16, 7:36 pm EDT	EBAY INCEBAY	Wendy Elizabeth JonesSVP, Global Customer Exp. & Op	391	—	—	20,258	—
Jul 12, 2018 PForm 4 →	Jul 16, 7:38 pm EDT	UQM TECHNOLOGIES INCUQM	Joseph R MitchellPresident and CEO	—	—	—	766,872	—
Jul 13, 2018 AMForm 4 →	Jul 16, 7:39 pm EDT	Fortive CorpFTV	Raj RatnakarVP - Strategic Development	2,291	—	—	1,297	—
Jul 13, 2018 MForm 4 →	Jul 16, 7:40 pm EDT	Fortive CorpFTV	Stacey A. WalkerSVP - Human Resources	747	—	—	713	—
Jul 13, 2018 MForm 4 →	Jul 16, 7:40 pm EDT	Fortive CorpFTV	Emily A. WeaverVP - Chief Accounting Officer	737	—	—	950	—
Jul 13, 2018 MForm 4 →	Jul 16, 7:41 pm EDT	Fortive CorpFTV	Charles E McLaughlinSVP - Chief Financial Officer	1,890	—	—	1,808	—
Jul 12, 2018 PForm 4 →	Jul 16, 7:45 pm EDT	UQM TECHNOLOGIES INCUQM	David RosenthalTreasurer and Secretary	—	—	—	441,147	—
Jul 12, 2018 PForm 4 →	Jul 16, 7:51 pm EDT	UQM TECHNOLOGIES INCUQM	Adrian P SchafferSr. Vice President of Sales	—	—	—	391,250	—
Jul 12, 2018 PForm 4 →	Jul 16, 7:57 pm EDT	UQM TECHNOLOGIES INCUQM	Joshua Marc LeyVice President of Engineering	—	—	—	304,149	—
Apr 16, 2018 CForm 4 →	Jul 17, 6:11 am EDT	ZUORA INCZUO	Cougar Investment Holdings LLC +310% Owner	5,734,890	—	—	2,867,445	—	late
Jul 5, 2018 CForm 4 →	Jul 17, 6:15 am EDT	ZUORA INCZUO	Cougar Investment Holdings LLC +310% Owner	2,867,445	—	—	0	—	late
Jul 13, 2018 AForm 4 →	Jul 17, 10:35 am EDT	KROGER COKR	Mary Ellen AdcockGroup Vice President	29,499	—	—	29,499	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:37 am EDT	KROGER COKR	Jessica C AdelmanGroup Vice President	29,499	—	—	29,499	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:38 am EDT	KROGER COKR	Stuart AitkenGroup Vice President	33,124	—	—	33,124	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:39 am EDT	KROGER COKR	Robert W ClarkSenior Vice President	55,310	—	—	55,310	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:40 am EDT	KROGER COKR	Yael CossetGroup Vice President	29,499	—	—	29,499	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:41 am EDT	KROGER COKR	Michael Joseph DonnellyExecutive VP and COO	113,456	—	—	113,456	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:42 am EDT	KROGER COKR	Carin L FikeVice President and Treasurer	6,239	—	—	6,239	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:43 am EDT	KROGER COKR	Todd A FoleyVice President & Controller	7,685	—	—	7,685	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:44 am EDT	KROGER COKR	Christopher T HjelmExecutive Vice President	53,806	—	—	53,806	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:45 am EDT	KROGER COKR	Calvin J KaufmanSenior Vice President	40,561	—	—	40,561	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:46 am EDT	KROGER COKR	Timothy A MassaGroup Vice President	40,561	—	—	40,561	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:48 am EDT	KROGER COKR	Stephen M McKinneySenior Vice President	44,838	—	—	44,838	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:49 am EDT	KROGER COKR	W Rodney McMullenChairman of the Board & CEO, Director	312,419	—	—	312,419	—	amended
Jul 16, 2018 MForm 4 →	Jul 17, 10:49 am EDT	BALL CorpBLL	Scott C MorrisonSR. V.P. and C.F.O.	5,267	—	—	26,331	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:50 am EDT	KROGER COKR	J Michael SchlotmanExecutive Vice President	111,034	—	—	111,034	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:51 am EDT	KROGER COKR	Erin S SharpGroup Vice President	25,812	—	—	25,812	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:52 am EDT	KROGER COKR	Alessandro TosoliniSenior Vice President	36,874	—	—	36,874	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:53 am EDT	KROGER COKR	Mark C TuffinSenior Vice President	40,561	—	—	40,561	—
Jul 13, 2018 AForm 4 →	Jul 17, 10:54 am EDT	KROGER COKR	Christine S WheatleyGroup Vice President	29,499	—	—	29,499	—
Jul 15, 2018 MForm 4 →	Jul 17, 11:27 am EDT	HUNT J B TRANSPORT SERVICES INCJBHT	Jennifer BoattiniSee Remarks	1,207	—	—	320	—
Jul 15, 2018 MForm 4 →	Jul 17, 11:27 am EDT	HUNT J B TRANSPORT SERVICES INCJBHT	Bradley W. HicksEVP Dedicated	3,814	—	—	1,542	—
Jul 15, 2018 MForm 4 →	Jul 17, 11:27 am EDT	HUNT J B TRANSPORT SERVICES INCJBHT	John KuhlowSr VP/Controller	1,241	—	—	1,233	—
Jul 13, 2018 AForm 4 →	Jul 17, 11:36 am EDT	Icagen, Inc.no symbol	Timothy TysonDirector, 10% Owner	228,568	—	—	685,704	—
Jul 13, 2018 AForm 4 →	Jul 17, 12:11 pm EDT	CareView Communications IncCRVW.OB	Jeffrey C LightcapDirector, 10% Owner	—	—	—	—	—
Jul 16, 2018 MForm 4 →	Jul 17, 12:13 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	Margo Lynn ManningChief Operating Officer	5,000	—	—	48,683	—
Jul 15, 2018 MForm 4 →	Jul 17, 12:16 pm EDT	HUNT J B TRANSPORT SERVICES INCJBHT	James K ThompsonChairman of the Board, Director	8,895	—	—	4,295	—
Jul 13, 2018 AForm 4 →	Jul 17, 12:59 pm EDT	ENTERPRISE FINANCIAL SERVICES CORPEFSC	John Q ArnoldDirector	976	—	—	976	—
Jun 21, 2018 AForm 4 →	Jul 17, 1:12 pm EDT	Timberline Resources CorpTLRS	David C. MathewsonDirector	100,000	—	—	100,000	—	late
Jul 15, 2018 MForm 4 →	Jul 17, 1:14 pm EDT	HUNT J B TRANSPORT SERVICES INCJBHT	Shelley SimpsonEVP, Pres ICS, CMO	15,880	—	—	732	—
Jul 13, 2018 AForm 4 →	Jul 17, 1:17 pm EDT	ENTERPRISE FINANCIAL SERVICES CORPEFSC	Sandra Van TreaseDirector	1,013	—	—	1,013	—
Jul 15, 2018 MForm 4 →	Jul 17, 1:22 pm EDT	WELLS FARGO & COMPANY/MNWFC	Richard LevyExecutive VP & Controller	2,663	—	—	0	—
Jul 16, 2018 MForm 4 →	Jul 17, 1:27 pm EDT	TransDigm Group INCTDG	Raymond F LaubenthalDirector	11,900	—	—	35,700	—
Jul 16, 2018 MForm 4 →	Jul 17, 1:40 pm EDT	OMNICELL, IncOMCL	Jorge R. TaborgaEVP, Global R & D	4,625	—	—	1,563	—
Jul 16, 2018 MForm 4 →	Jul 17, 1:41 pm EDT	OMNICELL, IncOMCL	Dan S JohnstonEVP & Chief Legal & Admin	6,250	—	—	2,500	—
Jul 15, 2018 MForm 4 →	Jul 17, 1:54 pm EDT	HUNT J B TRANSPORT SERVICES INCJBHT	Stuart Lockard ScottEVP/CIO	10,338	—	—	21,000	—
Jul 13, 2018 AForm 4 →	Jul 17, 2:20 pm EDT	LEGG MASON, INC.LM	Carol Anthony DavidsonDirector	153	—	—	15,502	—
Jul 13, 2018 AForm 4 →	Jul 17, 2:22 pm EDT	LEGG MASON, INC.LM	Michelle J GoldbergDirector	30	—	—	3,014	—
Jul 13, 2018 AForm 4 →	Jul 17, 2:22 pm EDT	LEGG MASON, INC.LM	Kurt L SchmokeDirector	352	—	—	35,829	—
Jul 13, 2018 AForm 4 →	Jul 17, 2:24 pm EDT	LEGG MASON, INC.LM	Margaret Milner RichardsonDirector	270	—	—	27,455	—
Jul 13, 2018 MForm 4 →	Jul 17, 3:19 pm EDT	Techpoint, Inc.M-6697	Yaichi AoshimaDirector	14,375	—	—	8,125	—
Jul 14, 2018 MForm 4 →	Jul 17, 3:21 pm EDT	NETWORK 1 TECHNOLOGIES INCNTIP-NYSE	Corey M HorowitzCEO and Chairman, Director, 10% Owner	375,000	—	—	375,000	—
Jul 16, 2018 MForm 4 →	Jul 17, 3:41 pm EDT	1 800 FLOWERS COM INCFLWS	Christopher G McCannCEO and President, Director, 10% Owner	15,000	—	—	755,000	—
Jul 16, 2018 AForm 4 →	Jul 17, 3:54 pm EDT	Franklin Financial Network Inc.FSB	Benjamin WyndDirector	3,000	—	—	3,000	—
Jul 16, 2018 AForm 4 →	Jul 17, 3:54 pm EDT	Franklin Financial Network Inc.FSB	Melody J. SullivanDirector	3,000	—	—	3,000	—
Jul 16, 2018 AForm 4 →	Jul 17, 3:55 pm EDT	Franklin Financial Network Inc.FSB	David H. KempDirector	3,000	—	—	3,000	—
Jul 16, 2018 AForm 4 →	Jul 17, 3:56 pm EDT	Franklin Financial Network Inc.FSB	Greg WaldronDirector	3,000	—	—	3,000	—
Jul 16, 2018 AForm 4 →	Jul 17, 3:56 pm EDT	Franklin Financial Network Inc.FSB	James W Cross IVDirector	3,000	—	—	3,000	—
Jul 16, 2018 AForm 4 →	Jul 17, 3:57 pm EDT	Franklin Financial Network Inc.FSB	Henry W. Brockman Jr.Director	3,000	—	—	3,000	—
Jul 16, 2018 AForm 4 →	Jul 17, 3:57 pm EDT	Franklin Financial Network Inc.FSB	Jimmy E. AllenDirector	3,000	—	—	3,000	—
Jul 16, 2018 AForm 4 →	Jul 17, 3:57 pm EDT	Franklin Financial Network Inc.FSB	Pamela J. StephensDirector	3,000	—	—	3,000	—
Jul 16, 2018 AForm 4 →	Jul 17, 3:58 pm EDT	Franklin Financial Network Inc.FSB	Paul M. Pratt Jr.Director	3,000	—	—	3,000	—
Jul 16, 2018 AForm 4 →	Jul 17, 3:59 pm EDT	Franklin Financial Network Inc.FSB	Anil PatelDirector	3,000	—	—	3,000	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.