SEC Form 4 · accession 0001209191-18-042659
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Briffett
Director
Period of report
May 24, 2018
Accepted (ET)
Jul 16, 2018 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 12, 2018 | A | 669 | $8.40 | A | 1,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2,F4 | — | May 24, 2018 | A | 11,688 | A | May 24, 2019 | — | common shares | 11,688 | 11,688 | D |
Explanation of responses
- F1The shares were issued in lieu of cash to the reporting person for service on the board of directors.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
- F3Due to an administrative oversight, the filing was not immediately completed after the date of grant.
- F4The Restricted Stock Units do not have an expiration date.