SEC Form 4 · accession 0001357400-18-000122
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca A Hoyt
Officer — Sr. Vice Pres, Chief Acct Off
Period of report
Jul 15, 2018
Accepted (ET)
Jul 16, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2018 | M | 1,547 | $0.00 | A | 37,168 | D | |
| Common Stock | Jul 15, 2018 | F | 609 | $47.45 | D | 36,559 | D | |
| Common Stock | holding | — | — | — | 13,826 | I | Held by Trustee of 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F4 | $0.00 | Jul 15, 2018 | M | 663 | A | Jul 15, 2018 | — | Common Stock | 663 | 2,739 | D |
| Restricted Stock / UnitsF5,F6,F1 | $0.00 | Jul 15, 2018 | M | 2,210 | D | Jul 15, 2018 | — | Common Stock | 2,210 | 34,586 | D |
Explanation of responses
- F1Vesting on 07/15/2018 of restricted stock units under employer plan. Vesting occurs 20% per year over five years.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 07/15/2018.
- F3One share of Apache common stock for each phantom stock unit.
- F4Exempt acquisition pursuant to Rule 16b-3(d). Accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan - effective as of 07/15/2018.
- F5With tandem tax withholding right.
- F6One share of Apache common stock for each restricted stock unit.