SEC Form 4 · accession 0001209191-18-042813
Techpoint, Inc. · M-6697
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yaichi Aoshima
Director
Period of report
Jul 13, 2018
Accepted (ET)
Jul 17, 2018 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2018 | M | 14,375 | $2.51 | A | 14,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.51 | Jul 13, 2018 | M | 14,375 | D | — | Aug 17, 2026 | Common Stock | 14,375 | 8,125 | D |
Explanation of responses
- F1The option includes an early exercise provision that allows the reporting person to exercise the option as to the unvested(in addition to the vested shares), subject to the issuer's right of repurchase of any unvested shares that lapses over the vesting period.