SEC Form 4 · accession 0001209191-18-042688
Lite Strategy, Inc. · LITS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Urso
Officer — Chief Operating Officer & GC
Period of report
Jul 12, 2018
Accepted (ET)
Jul 16, 2018 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262104
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $4.28 | Jul 12, 2018 | A | 220,000 | A | — | Jul 12, 2028 | Common Stock | 220,000 | 220,000 | D |
Explanation of responses
- F1One-quarter of such Options shall vest on July 12, 2019 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 12, 2019.