SEC Form 4 · accession 0001628280-18-009269
MIND TECHNOLOGY, INC · MIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy Malden
Officer — Co-CEO and EVP
Period of report
Jul 12, 2018
Accepted (ET)
Jul 16, 2018 · 9:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926423
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $3.79 | Jul 12, 2018 | A | 50,000 | A | — | Jul 12, 2028 | MII Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Options vest 1/3 on July 12, 2019, 1/3 on July 12, 2020 and 1/3 on July 12, 2021.