SEC Form 4 · accession 0001628280-18-009273
MIND TECHNOLOGY, INC · MIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert John Albers
Director
Period of report
Jul 12, 2018
Accepted (ET)
Jul 16, 2018 · 9:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| MII Common Stock | Jul 12, 2018 | A | 5,000 | $3.79 | A | 12,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $3.79 | Jul 12, 2018 | A | 40,000 | A | — | Jul 12, 2028 | MII Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Options vest 1/3 on July 12, 2019, 1/3 on July 12, 2020 and 1/3 on July 12, 2021.