SEC Form 4 · accession 0001209191-18-042765
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Aitken
Officer — Group Vice President
Period of report
Jul 13, 2018
Accepted (ET)
Jul 17, 2018 · 10:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 13, 2018 | A | 12,229 | $0.00 | A | 98,609 | D | |
| Common StockF2 | Jul 13, 2018 | F | 9,937 | $28.05 | D | 88,672 | D | |
| Common Stock | holding | — | — | — | 3,018 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $28.05 | Jul 13, 2018 | A | 33,124 | A | — | Jul 13, 2028 | Common Stock | 33,124 | 33,124 | D |
Explanation of responses
- F1Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
- F2Payment of tax liability associated with restricted stock.
- F3These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.