SEC Form 4 · accession 0001553350-18-000809
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Lloyd Reger
Officer — President · 10% Owner
Period of report
Jul 12, 2018
Accepted (ET)
Jul 16, 2018 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 12, 2018 | M | 9,379,473 | — | A | 46,898,407 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7.5% Convertible NoteF2 | $0.35 | Jul 12, 2018 | M | 100,000 | D | Jun 13, 2016 | Dec 31, 2020 | Common Stock | 285,714 | 0 | D |
| 7.5% Convertible NoteF2 | $0.34 | Jul 12, 2018 | M | 175,000 | D | Aug 8, 2016 | Dec 31, 2020 | Common Stock | 522,232 | 0 | D |
| 7.5% Convertible NoteF2 | $0.30 | Jul 12, 2018 | M | 175,000 | D | Aug 24, 2016 | Dec 31, 2020 | Common Stock | 583,333 | 0 | D |
| 7.5% Convertible NoteF2 | $0.29 | Jul 12, 2018 | M | 150,000 | D | Apr 27, 2015 | Dec 31, 2020 | Common Stock | 517,241 | 0 | D |
| 7.5% Convertible NoteF2 | $0.29 | Jul 12, 2018 | M | 150,000 | D | Sep 14, 2016 | Dec 31, 2020 | Common Stock | 517,241 | 0 | D |
| 7.5% Convertible NoteF2 | $0.29 | Jul 12, 2018 | M | 75,000 | D | Oct 12, 2016 | Dec 31, 2020 | Common Stock | 258,621 | 0 | D |
| 7.5% Convertible NoteF2 | $0.28 | Jul 12, 2018 | M | 100,000 | D | Sep 27, 2016 | Dec 31, 2020 | Common Stock | 357,143 | 0 | D |
| 7.5% Convertible NoteF2 | $0.28 | Jul 12, 2018 | M | 50,000 | D | Oct 6, 2016 | Dec 31, 2020 | Common Stock | 178,571 | 0 | D |
| 7.5% Convertible NoteF2 | $0.2785 | Jul 12, 2018 | M | 100,000 | D | Feb 22, 2017 | Dec 31, 2020 | Common Stock | 359,066 | 0 | D |
| 7.5% Convertible NoteF2 | $0.27 | Jul 12, 2018 | M | 150,000 | D | Feb 13, 2015 | Dec 31, 2020 | Common Stock | 555,556 | 0 | D |
| 7.5% Convertible NoteF2 | $0.27 | Jul 12, 2018 | M | 175,000 | D | Mar 10, 2015 | Dec 31, 2020 | Common Stock | 648,148 | 0 | D |
| 7.5% Convertible NoteF2 | $0.26 | Jul 12, 2018 | M | 150,000 | D | Mar 26, 2015 | Dec 31, 2020 | Common Stock | 576,923 | 0 | D |
| 7.5% Convertible NoteF2 | $0.26 | Jul 12, 2018 | M | 200,000 | D | Apr 13, 2015 | Dec 31, 2020 | Common Stock | 769,231 | 0 | D |
| 7.5% Convertible NoteF2 | $0.24 | Jul 12, 2018 | M | 150,000 | D | Feb 24, 2015 | Dec 31, 2020 | Common Stock | 625,000 | 0 | D |
| 7.5% Convertible NoteF2 | $0.239 | Jul 12, 2018 | M | 200,000 | D | Dec 12, 2016 | Dec 31, 2020 | Common Stock | 836,820 | 0 | D |
| 7.5% Convertible NoteF2 | $0.23 | Jul 12, 2018 | M | 175,000 | D | Nov 28, 2016 | Dec 31, 2020 | Common Stock | 760,870 | 0 | D |
| 7.5% Convertible NoteF2 | $0.23 | Jul 12, 2018 | M | 100,000 | D | Jan 10, 2017 | Dec 31, 2020 | Common Stock | 434,783 | 0 | D |
| 7.5% Convertible NoteF2 | $0.2108 | Jul 12, 2018 | M | 125,000 | D | Dec 27, 2016 | Dec 31, 2020 | Common Stock | 592,979 | 0 | D |
Explanation of responses
- F1The reported securities were acquired upon the reporting person converting convertible promissory notes (the "Notes") as described under Table II above.
- F2In accordance with Rule 16b-3, the issuer's board of directors approved the conversion of the Notes.