Company · CIK 0001300699 · SIC 2834 — Pharmaceutical Preparations
Athenex, Inc. · ATNX
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 12, 2019 PForm 4 → | Mar 12, 4:55 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 2,814 | $11.80 | $33,205 | 2,920,236 | +0.10% | plan? |
| Mar 11, 2019 PForm 4 → | Mar 11, 4:53 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 10,000 | $11.78 | $117,800 | 2,917,422 | +0.34% | plan? |
| Dec 20, 2018 MForm 4 → | Dec 20, 5:26 pm EST | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 10,000 | $4.55 | $45,500 | 2,907,422 | — | plan? |
| Nov 29, 2018 SForm 4 → | Dec 3, 4:14 pm EST | Song-Yi ZhangDirector | 1,000,000 | $13.15 | $13,152,000 | 4,058,666 | −19.8% | plan? |
| Nov 19, 2018 PForm 4 → | Nov 19, 4:09 pm EST | Rudolf KwanEVP, Chief Medical Officer | 1,000 | $11.70 | $11,697 | 98,224 | +1.03% | plan? |
| Nov 19, 2018 PForm 4 → | Nov 19, 4:05 pm EST | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 10,000 | $11.75 | $117,500 | 2,897,422 | +0.35% | plan? |
| Nov 14, 2018 PForm 4 → | Nov 15, 4:07 pm EST | Rudolf KwanEVP, Chief Medical Officer | 5,000 | $10.35 | $51,748 | 97,224 | +5.42% | plan? |
| Nov 14, 2018 PForm 4 → | Nov 14, 6:29 pm EST | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 40,000 | $10.47 | $418,800 | 2,887,422 | +1.40% | plan? |
| Nov 14, 2018 PForm 4 → | Nov 14, 6:20 pm EST | Rudolf KwanEVP, Chief Medical Officer | 10,000 | $10.49 | $104,900 | 92,224 | +12.2% | plan? |
| Nov 14, 2018 PForm 4 → | Nov 14, 6:16 pm EST | Jinn WuDirector | 10,000 | $10.25 | $102,500 | 321,208 | +3.21% | plan? |
| Nov 14, 2018 PForm 4 → | Nov 14, 6:10 pm EST | Simon PedderSee Remarks | 2,908 | $10.26 | $29,830 | 3,908 | +291% | plan? |
| Nov 14, 2018 PForm 4 → | Nov 14, 5:25 pm EST | Jeffrey YordonSee Remarks | 9,500 | $10.49 | $99,655 | 198,209 | +5.03% | plan? |
| Nov 14, 2018 PForm 4 → | Nov 14, 5:20 pm EST | Randoll SzeChief Financial Officer | 1,000 | $10.26 | $10,255 | 1,000 | — | plan? |
| Oct 15, 2018 PForm 4 → | Oct 15, 5:40 pm EDT | Jinn WuDirector | 12,500 | $13.47 | $168,375 | 311,208 | +4.18% | plan? |
| Sep 27, 2018 PForm 4 → | Sep 27, 4:21 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 2,000 | $15.66 | $31,320 | 2,847,422 | +0.07% | plan? |
| Sep 11, 2018 MForm 4 → | Sep 11, 4:31 pm EDT | Jinn WuDirector | 32,000 | $4.55 | $145,600 | 298,708 | — | plan? |
| Sep 7, 2018 MForm 4 → | Sep 7, 6:22 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 20,000 | $4.25 | $85,000 | 2,845,422 | — | plan? |
| Sep 6, 2018 PForm 4 → | Sep 7, 4:21 pm EDT | Jinn WuDirector | 2,500 | $16.09 | $40,220 | 266,708 | +0.95% | plan? |
| Sep 6, 2018 PForm 4 → | Sep 7, 6:45 am EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 5,000 | $15.84 | $79,200 | 2,825,422 | +0.18% | plan? |
| Aug 30, 2018 MForm 4 → | Aug 30, 6:44 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 20,000 | $4.25 | $85,000 | 2,820,422 | — | plan? |
| Aug 28, 2018 SForm 4 → | Aug 30, 6:28 pm EDT | Song-Yi ZhangDirector | 51,029 | $16.61 | $847,514 | 5,058,666 | −1.00% | plan? |
| Aug 24, 2018 SForm 4 → | Aug 28, 6:01 pm EDT | Song-Yi ZhangDirector | 53,439 | $17.11 | $914,214 | 5,109,695 | −1.04% | plan? |
| Aug 24, 2018 MForm 4 → | Aug 24, 4:10 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 20,000 | $4.25 | $85,000 | 2,800,422 | — | plan? |
| Aug 23, 2018 SForm 4 → | Aug 27, 4:13 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 25,748 | $17.28 | $444,925 | 5,163,134 | −0.50% | plan? |
| Aug 21, 2018 SForm 4 → | Aug 23, 4:22 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 102,734 | $17.24 | $1,771,084 | 5,188,882 | −1.94% | plan? |
| Aug 20, 2018 PForm 4 → | Aug 21, 5:26 pm EDT | Jinn WuDirector | 5,000 | $17.20 | $86,000 | 264,208 | +1.93% | plan? |
| Aug 17, 2018 SForm 4 → | Aug 21, 5:23 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 116,133 | $17.15 | $1,991,945 | 5,291,616 | −2.15% | plan? |
| Aug 15, 2018 SForm 4 → | Aug 17, 4:19 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 105,052 | $16.65 | $1,749,363 | 5,449,862 | −1.89% | plan? |
| Aug 14, 2018 SForm 4/A → | Aug 21, 5:19 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 147,165 | $16.99 | $2,500,238 | 5,407,749 | −2.65% | plan? |
| Jun 29, 2018 AForm 4 → | Jul 12, 4:13 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 107,181 | — | — | 107,181 | — | plan? late |
| Jun 29, 2018 AForm 4 → | Jul 12, 4:12 pm EDT | Manson FokDirector | 107,181 | — | — | 107,181 | — | plan? late |
| Jun 12, 2018 JForm 4 → | Jun 13, 4:11 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 71,794 | — | — | 5,554,914 | — | plan? |
| Jun 6, 2018 SForm 4 → | Jun 7, 4:18 pm EDT | Sheldon Trainor-DegirolamoDirector | 12,401 | $16.81 | $208,461 | 711,333 | −1.71% | plan? |
| Jun 5, 2018 JForm 4 → | Jun 7, 4:19 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 106,400 | — | — | 5,626,708 | — | plan? |
| Jun 5, 2018 SForm 4 → | Jun 6, 4:06 pm EDT | Sheldon Trainor-DegirolamoDirector | 57,421 | $16.82 | $965,821 | 723,734 | −7.35% | plan? |
| Jun 4, 2018 SForm 4 → | Jun 5, 4:07 pm EDT | Sheldon Trainor-DegirolamoDirector | 31,633 | $16.81 | $531,751 | 781,155 | −3.89% | plan? |
| May 29, 2018 SForm 4 → | Jun 1, 4:10 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 100,000 | $16.08 | $1,608,177 | 5,733,108 | −1.71% | plan? late |
| May 24, 2018 SForm 4 → | May 30, 4:19 pm EDT | Sheldon Trainor-DegirolamoDirector | 8,858 | $16.88 | $149,523 | 812,788 | −1.08% | plan? late |
| May 24, 2018 SForm 4 → | May 29, 4:47 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 9,592 | $16.61 | $159,327 | 5,833,108 | −0.16% | plan? |
| May 15, 2018 SForm 4 → | May 24, 4:12 pm EDT | Sheldon Trainor-DegirolamoDirector | 121,688 | $17.01 | $2,069,770 | 821,646 | −12.9% | plan? late |
| May 15, 2018 SForm 4 → | May 23, 5:14 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 100,000 | $16.87 | $1,687,419 | 5,842,700 | −1.68% | plan? late |
| May 3, 2018 JForm 4/A → | May 7, 4:48 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 360,000 | — | — | 5,942,700 | — | plan? |
| Apr 23, 2018 JForm 4 → | Apr 30, 4:13 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 360,000 | — | — | 5,942,700 | — | plan? late amended |
| Mar 26, 2018 PForm 4 → | Mar 26, 4:36 pm EDT | Jinn WuDirector | 10,000 | $14.66 | $146,600 | 259,208 | +4.01% | plan? |
| Mar 26, 2018 PForm 4 → | Mar 26, 4:34 pm EDT | Rudolf KwanEVP, Chief Medical Officer | 2,000 | $14.65 | $29,300 | 82,224 | +2.49% | plan? |
| Mar 26, 2018 PForm 4 → | Mar 26, 4:32 pm EDT | Jeffrey YordonSee Remarks | 5,000 | $14.69 | $73,450 | 188,709 | +2.72% | plan? |
| Mar 26, 2018 PForm 4 → | Mar 26, 4:30 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director | 12,500 | $14.76 | $184,500 | 2,780,422 | +0.45% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 9, 5:17 pm EST | Jinn WuDirector | 10,000 | $13.64 | $136,432 | 249,208 | +4.18% | plan? |
| Feb 8, 2018 PForm 4 → | Feb 9, 5:21 pm EST | Johnson Yiu Nam LauCEO and Chairman of the Board, Director | 20,000 | $14.40 | $287,906 | 2,767,922 | +0.73% | plan? |
| Feb 7, 2018 PForm 4 → | Feb 9, 5:20 pm EST | Manson FokDirector | 50,000 | $14.36 | $718,187 | 1,819,609 | +2.83% | plan? |
| Feb 2, 2018 JForm 4 → | Feb 6, 6:42 pm EST | Song-Yi Zhang +3Director, 10% Owner | 4,000 | — | — | 6,302,700 | — | plan? |
| Jan 18, 2018 JForm 4 → | Jan 22, 6:23 pm EST | Song-Yi Zhang +3Director, 10% Owner | 168,000 | — | — | 6,306,700 | — | plan? |
| Jan 16, 2018 JForm 4 → | Jan 18, 6:25 pm EST | Song-Yi Zhang +3Director, 10% Owner | 328,000 | — | — | 6,474,700 | — | plan? |
| Jun 19, 2017 PForm 4/A → | Jul 28, 4:33 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 146,819 | $11.00 | $1,615,009 | 6,802,700 | +2.21% | plan? |
| Jun 19, 2017 PForm 4/A → | Jul 28, 4:31 pm EDT | J Nick RiehleChief Financial Officer | 1,500 | $11.00 | $16,500 | 1,500 | — | plan? |
| Jun 19, 2017 PForm 4/A → | Jul 28, 4:30 pm EDT | Simon PedderSee Remarks. | 1,000 | $11.00 | $11,000 | 1,000 | — | plan? |
| Jun 19, 2017 PForm 4/A → | Jul 28, 4:29 pm EDT | Rudolf KwanEVP, Chief Medical Officer | 49,700 | $11.00 | $546,700 | 49,700 | — | plan? amended |
| Jun 19, 2017 PForm 4 → | Jun 21, 3:16 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 25,200 | $11.00 | $277,200 | 2,747,922 | +0.93% | plan? |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:16 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 400,000 | — | — | 2,722,722 | — | plan? |
| Jun 19, 2017 PForm 4 → | Jun 21, 3:11 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 328,637 | $11.00 | $3,615,007 | 181,818 | — | plan? amended |
| Jun 19, 2017 CForm 4 → | Jun 21, 3:11 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 227,273 | — | — | 6,657,881 | — | plan? amended |
| Jun 19, 2017 PForm 4 → | Jun 21, 3:10 pm EDT | Manson FokDirector | 300,000 | $11.00 | $3,300,000 | 1,769,609 | +20.4% | plan? |
| Jun 19, 2017 CForm 4 → | Jun 21, 3:10 pm EDT | Manson FokDirector | 227,273 | — | — | 1,469,609 | — | plan? |
| Jun 19, 2017 CPForm 4 → | Jun 21, 3:08 pm EDT | Antony LeungDirector | 1,436,364 | — | — | 300,000 | — | plan? |
| Jun 29, 2016 AForm 4 → | Jul 12, 2018, 4:16 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 107,181 | — | — | 107,181 | — | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2019 AForm 4 → | Mar 4, 6:27 pm EST | Song-Yi ZhangDirector | 10,000 | — | — | 10,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 6:23 pm EST | Manson FokDirector | 10,000 | — | — | 10,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 6:15 pm EST | Kim CampbellDirector | 15,000 | — | — | 15,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 6:12 pm EST | Jinn WuDirector | 15,000 | — | — | 15,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 6:07 pm EST | Benson Kwan Hung TsangDirector | 17,500 | — | — | 17,500 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 6:03 pm EST | Sheldon Trainor-DegirolamoDirector | 17,500 | — | — | 17,500 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 5:58 pm EST | Randoll SzeChief Financial Officer | 60,000 | — | — | 60,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 5:54 pm EST | William Wei ZuoPresident, China Division | 25,000 | — | — | 25,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 5:47 pm EST | Simon PedderSee Remarks | 60,000 | — | — | 60,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 5:43 pm EST | Jeffrey YordonSee Remarks | 100,000 | — | — | 100,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 5:39 pm EST | Rudolf KwanEVP, Chief Medical Officer | 120,000 | — | — | 120,000 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 5:36 pm EST | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 250,000 | — | — | 250,000 | — | |
| Dec 20, 2018 MForm 4 → | Dec 20, 5:26 pm EST | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 10,000 | — | — | 230,000 | — | |
| Sep 11, 2018 MForm 4 → | Sep 11, 4:31 pm EDT | Jinn WuDirector | 32,000 | — | — | 0 | — | |
| Sep 7, 2018 MForm 4 → | Sep 7, 6:22 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 20,000 | — | — | 0 | — | |
| Aug 30, 2018 MForm 4 → | Aug 30, 6:44 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 20,000 | — | — | 20,000 | — | |
| Aug 24, 2018 MForm 4 → | Aug 24, 4:10 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 20,000 | — | — | 40,000 | — | |
| Aug 20, 2018 AForm 4 → | Aug 23, 4:28 pm EDT | Randoll SzeChief Financial Officer | 90,000 | — | — | 90,000 | — | late |
| Jul 2, 2018 AForm 4 → | Jul 16, 4:05 pm EDT | Benson Kwan Hung TsangDirector | 9,750 | — | — | 9,750 | — | late |
| Mar 27, 2018 AForm 4 → | Mar 5, 2019, 4:50 pm EST | Sheldon Trainor-DegirolamoDirector | 19,500 | — | — | 19,500 | — | late |
| Mar 27, 2018 AForm 4 → | Mar 5, 2019, 4:45 pm EST | Song-Yi ZhangDirector | 16,500 | — | — | 16,500 | — | late |
| Mar 27, 2018 AForm 4 → | Mar 5, 2019, 4:40 pm EST | Kim CampbellDirector | 18,000 | — | — | 18,000 | — | late |
| Mar 27, 2018 AForm 4 → | Mar 5, 2019, 4:37 pm EST | Manson FokDirector | 15,000 | — | — | 15,000 | — | late |
| Mar 27, 2018 AForm 4 → | Mar 5, 2019, 4:34 pm EST | Jinn WuDirector | 16,500 | — | — | 16,500 | — | late |
| Mar 27, 2018 AForm 4 → | Mar 5, 2019, 4:31 pm EST | William Wei ZuoPresident, China Division | 25,000 | — | — | 25,000 | — | late |
| Mar 27, 2018 AForm 4 → | Mar 5, 2019, 4:27 pm EST | Simon PedderSee Remarks | 60,000 | — | — | 60,000 | — | late |
| Mar 27, 2018 AForm 4 → | Mar 5, 2019, 4:24 pm EST | Jeffrey YordonSee Remarks | 100,000 | — | — | 100,000 | — | late |
| Mar 27, 2018 AForm 4 → | Mar 5, 2019, 4:20 pm EST | Rudolf KwanEVP, Chief Medical Officer | 120,000 | — | — | 120,000 | — | late |
| Mar 27, 2018 AForm 4 → | Mar 5, 2019, 4:13 pm EST | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 250,000 | — | — | 250,000 | — | late |
| Jun 19, 2017 AForm 4/A → | Apr 27, 2018, 4:40 pm EDT | Rudolf KwanEVP, Chief Medical Officer | 140,000 | — | — | 140,000 | — | |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:21 pm EDT | Jeffrey YordonSee Remarks | 230,000 | — | — | 230,000 | — | |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:19 pm EDT | Jinn WuDirector | 28,500 | — | — | 28,500 | — | |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:18 pm EDT | Rudolf KwanEVP, Chief Medical Officer, Director | 140,000 | — | — | 140,000 | — | amended |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:16 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 1 | — | — | 1 | — | |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:16 pm EDT | James ZukinDirector | 19,500 | — | — | 19,500 | — | |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:15 pm EDT | William Wei ZuoPresident, China | 1 | — | — | 1 | — | |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:14 pm EDT | Simon PedderSee Remarks. | 130,000 | — | — | 130,000 | — | amended |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:14 pm EDT | Kim CampbellDirector | 30,000 | — | — | 30,000 | — | |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:13 pm EDT | Sheldon Trainor-DegirolamoDirector | 19,500 | — | — | 19,500 | — | |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:12 pm EDT | Michael D CannonDirector | 18,000 | — | — | 18,000 | — | |
| Jun 19, 2017 ACForm 4 → | Jun 21, 3:11 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 28,500 | — | — | 28,500 | — | amended |
| Jun 19, 2017 AForm 4 → | Jun 21, 3:10 pm EDT | J Nick RiehleChief Financial Officer | 120,000 | — | — | 120,000 | — | amended |
| Jun 19, 2017 ACForm 4 → | Jun 21, 3:10 pm EDT | Manson FokDirector | 27,000 | — | — | 27,000 | — | |
| Jun 19, 2017 ACForm 4 → | Jun 21, 3:08 pm EDT | Antony LeungDirector | 15,000 | — | — | 15,000 | — | |
| Jun 14, 2017 AForm 4/A → | Apr 27, 2018, 4:46 pm EDT | William Wei ZuoPresident, China | 1 | — | — | 1 | — | |
| Jun 14, 2017 AForm 4/A → | Apr 27, 2018, 4:45 pm EDT | James ZukinDirector | 19,500 | — | — | 19,500 | — | |
| Jun 14, 2017 AForm 4/A → | Apr 27, 2018, 4:43 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 28,500 | — | — | 28,500 | — | |
| Jun 14, 2017 AForm 4/A → | Apr 27, 2018, 4:42 pm EDT | Jinn WuDirector | 28,500 | — | — | 28,500 | — | |
| Jun 14, 2017 AForm 4/A → | Apr 27, 2018, 4:42 pm EDT | Sheldon Trainor-DegirolamoDirector | 19,500 | — | — | 19,500 | — | |
| Jun 14, 2017 AForm 4/A → | Apr 27, 2018, 4:40 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 1 | — | — | 1 | — | |
| Jun 14, 2017 AForm 4/A → | Apr 27, 2018, 4:38 pm EDT | Manson FokDirector | 27,000 | — | — | 27,000 | — | |
| Jun 14, 2017 AForm 4/A → | Apr 27, 2018, 4:37 pm EDT | Michael D CannonDirector | 18,000 | — | — | 18,000 | — | |
| Jun 14, 2017 AForm 4/A → | Apr 27, 2018, 4:36 pm EDT | Kim CampbellDirector | 30,000 | — | — | 30,000 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 6:09 pm EDT | James ZukinOther | 19,500 | — | — | 19,500 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 6:07 pm EDT | J Nick RiehleOther | 120,000 | — | — | 120,000 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 5:59 pm EDT | Michael D CannonOther | 18,000 | — | — | 18,000 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 5:56 pm EDT | William Wei ZuoPresident, China Division | 1 | — | — | 1 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 5:54 pm EDT | Song-Yi Zhang +3Director, 10% Owner | 28,500 | — | — | 28,500 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 5:52 pm EDT | Jeffrey YordonSee Remarks | 230,000 | — | — | 230,000 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 5:50 pm EDT | Jinn WuDirector | 28,500 | — | — | 28,500 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 5:49 pm EDT | Sheldon Trainor-DegirolamoDirector | 19,500 | — | — | 19,500 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 5:45 pm EDT | Simon PedderSee Remarks | 130,000 | — | — | 130,000 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 5:37 pm EDT | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 1 | — | — | 1 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 5:34 pm EDT | Rudolf KwanEVP, Chief Medical Officer | 140,000 | — | — | 140,000 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 5:31 pm EDT | Manson FokDirector | 27,000 | — | — | 27,000 | — | |
| Jun 13, 2017 AForm 4/A → | Aug 21, 2018, 5:29 pm EDT | Kim CampbellDirector | 30,000 | — | — | 30,000 | — |