SEC Form 4/A · accession 0001209191-18-047796
Athenex, Inc. · ATNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Johnson Yiu Nam Lau
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Jun 13, 2017
Accepted (ET)
Aug 21, 2018 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001300699
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $11.00 | Jun 13, 2017 | A | 1 | A | Jun 13, 2018 | Jun 13, 2027 | Common Stock | 1 | 1 | D |
Explanation of responses
- F1This option was previously reported by Dr. Lau. This amendment is being filed to correct the transaction date, exercise date, and expiration date.