SEC Form 4/A · accession 0000905148-17-000705
Athenex, Inc. · ATNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Song-Yi Zhang
Director · 10% Owner
Mandra Medical Ltd
10% Owner
Beansprouts Ltd
10% Owner
Bing How Tammy Mui
10% Owner
Period of report
Jun 19, 2017
Accepted (ET)
Jul 28, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001300699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 19, 2017 | P | 146,819 | $11.00 | A | 6,802,700 | I | By Mandra Medical Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount of shares of Common Stock ("Shares") beneficially owned were inadvertently disclosed as "6,804,700" in the Reporting Person's Form 4 filed June 21, 2017 ("Initial Form 4"). This amended Form 4 accurately discloses the amount of Shares beneficially owned by the Reporting Persons. None of the other information disclosed in the Initial Form 4, including its corresponding footnotes are being amended.
Remarks
Exhibit List: The Power of Attorneys filed as Exhibits 24.1, 24.2, and 24.3 to the Form 3 filed by the Reporting Person on June 13, 2017 are incorporated herein by reference.