SEC Form 4/A · accession 0001209191-18-026616
Athenex, Inc. · ATNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Johnson Yiu Nam Lau
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Jun 14, 2017
Accepted (ET)
Apr 27, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001300699
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $11.00 | Jun 14, 2017 | A | 1 | A | Jun 14, 2018 | Jun 14, 2027 | Common Stock | 1 | 1 | D |
Remarks
This amendment is being filed to correct a typographical error in the acquisition date of the option referenced above and related information including the option's exercise and expiration dates and the date of earliest transaction in the Form 4.