SEC Form 4 · accession 0001209191-19-015904
Athenex, Inc. · ATNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim Campbell
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001300699
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $13.17 | Feb 28, 2019 | A | 15,000 | A | — | Feb 28, 2029 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy) | $9.00 | holding | — | — | — | Oct 17, 2017 | Oct 17, 2025 | Common Stock | 48,000 | 48,000 | D |
| Stock Option (Right to Buy)F1 | $11.00 | holding | — | — | — | — | Jun 13, 2027 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1This option vests in four equal annual installments beginning on June 13, 2018.
- F2This option vests in four equal annual installments beginning on February 28, 2020.