SEC Form 4/A · accession 0001209191-18-028347
Athenex, Inc. · ATNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Song-Yi Zhang
Director · 10% Owner
Mandra Medical Ltd
10% Owner
Beansprouts Ltd
10% Owner
Bing How Tammy Mui
10% Owner
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001300699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 3, 2018 | J | 300,000 | $0.00 | D | 6,002,700 | I | By Mandra Medical Limited |
| Common StockF2,F3 | May 4, 2018 | J | 60,000 | $0.00 | D | 5,942,700 | I | By Mandra Medical Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro-rata, in-kind distribution by Mandra Medical Limited, without additional consideration.
- F2Each of Mandra Health Limited and Mandra Medical Limited are wholly-owned subsidiaries of Beansprouts Limited. Song-Yi Zhang ("Mr. Zhang") is a member of the board of directors of each of Mandra Health Limited and Mandra Medical Limited and, together with his spouse, owns all of the outstanding interests in Beansprouts Limited and shares voting and dispositive power over the shares held by it.
- F3Mr. Zhang disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zhang is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks
This amendment is being filed to correct the transaction dates.