Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Apr 17, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

244 filings · trading day Apr 17, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 13, 2018 AForm 4 →	Apr 16, 4:16 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Alan B MillerChairman and CEO, Director, 10% Owner	590,000	$119.64	$70,587,600	590,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:18 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Marc D MillerPresident, Director	100,000	$119.64	$11,964,000	100,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:21 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Steve FiltonExecutive Vice President & CFO	70,000	$119.64	$8,374,800	70,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:24 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Marvin G. PemberExecutive Vice President	70,000	$119.64	$8,374,800	70,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:27 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Debra K OsteenExecutive Vice President	70,000	$119.64	$8,374,800	70,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:31 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Elliot J Md Mba SussmanDirector	10,000	$119.64	$1,196,400	10,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:33 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Lawrence S. GibbsDirector	10,000	$119.64	$1,196,400	10,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:36 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Robert H HotzDirector	10,000	$119.64	$1,196,400	10,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:38 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Eileen C. McDonnellDirector	10,000	$119.64	$1,196,400	10,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:41 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Warren J. NimetzDirector	10,000	$119.64	$1,196,400	10,000	—
Apr 13, 2018 MForm 4 →	Apr 17, 11:59 am EDT	TRICO BANCSHARES /TCBK	Richard B OsullivanEVP Wholesale Banking	8,000	$15.40	$123,200	48,800	—
Apr 13, 2018 AForm 4 →	Apr 17, 1:37 pm EDT	SCANA CORPSCG	James W RoquemoreDirector	1,563	$36.95	$57,750	36,440	—
Apr 13, 2018 AForm 4 →	Apr 17, 1:37 pm EDT	SCANA CORPSCG	Lynne M MillerDirector	1,482	$36.95	$54,750	74,935	—
Apr 16, 2018 MForm 4 →	Apr 17, 1:39 pm EDT	SIMULATIONS PLUS INCSLP	John Robert KneiselCFO	5,000	$6.85	$34,250	46,900	—
Apr 13, 2018 AForm 4 →	Apr 17, 1:37 pm EDT	SCANA CORPSCG	D Maybank HagoodDirector	889	$36.95	$32,850	30,526	—
Apr 13, 2018 AForm 4 →	Apr 17, 1:37 pm EDT	SCANA CORPSCG	James A BennettDirector	889	$36.95	$32,850	53,474	—
Apr 13, 2018 AForm 4 →	Apr 17, 1:37 pm EDT	SCANA CORPSCG	Gregory E AliffDirector	889	$36.95	$32,850	6,397	—
Apr 13, 2018 AForm 4 →	Apr 17, 1:37 pm EDT	SCANA CORPSCG	John F A Cecil VDirector	889	$36.95	$32,850	5,860	—
Apr 13, 2018 MForm 4 →	Apr 17, 12:06 pm EDT	TRICO BANCSHARES /TCBK	John S A HasbrookDirector	2,000	$15.40	$30,800	16,000	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:04 pm EDT	PURADYN FILTER TECHNOLOGIES INCPFTI	Joseph V VittoriaChairman of the Board and CEO, Director, 10% Owner	1,400,000	$0.0208	$29,120	466,666	—
Apr 17, 2018 MForm 4 →	Apr 17, 1:24 pm EDT	GUARANTY FEDERAL BANCSHARES INCGFED	Tim RosenburyDirector	5,000	$5.19	$25,950	0	—
Apr 12, 2018 AForm 4 →	Apr 16, 5:50 pm EDT	IRON MOUNTAIN INCIRM	Kris HalvorsenDirector	765	$33.46	$25,606	17,967	—
Apr 13, 2018 AForm 4 →	Apr 17, 2:57 pm EDT	HEXCEL CORP /DE/HXL	Jeffrey A GravesDirector	282	$64.68	$18,240	282	—
Apr 13, 2018 AForm 4 →	Apr 17, 2:57 pm EDT	HEXCEL CORP /DE/HXL	W Kim FosterDirector	282	$64.68	$18,240	282	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:29 pm EDT	KELLOGG COK	Steven A CahillaneChairman, Pres. & CEO/Trustee, Director, 10% Owner	141	$63.06	$8,906	1,075	—
Apr 13, 2018 AForm 4 →	Apr 17, 3:45 pm EDT	SOUTHERN COSO	Thomas A FanningPresident, CEO & Chairman	124	$43.94	$5,457	17,651	—
Apr 16, 2018 AForm 4 →	Apr 16, 4:52 pm EDT	CubeSmartCUBE	William M Diefenderfer IIIDirector	188	$28.06	$5,275	17,796	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:26 am EDT	BlackRock Health Sciences TrustBME	Robert Glenn HubbardDirector	150	$34.52	$5,166	2,604	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:25 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Robert Glenn HubbardDirector	370	$13.66	$5,054	22,908	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:25 am EDT	BlackRock Energy & Resources TrustBGR	Robert Glenn HubbardDirector	359	$14.00	$5,024	15,353	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:25 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Robert Glenn HubbardDirector	330	$15.05	$4,963	21,478	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:25 am EDT	BlackRock Enhanced International Dividend TrustBGY	Robert Glenn HubbardDirector	809	$6.09	$4,928	39,198	—
Apr 16, 2018 AForm 4 →	Apr 16, 4:52 pm EDT	CubeSmartCUBE	Timothy M MartinCFO	173	$28.06	$4,854	16,343	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:26 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Robert Glenn HubbardDirector	444	$10.53	$4,677	32,666	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:26 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Robert Glenn HubbardDirector	372	$12.55	$4,668	22,717	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:24 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Robert Glenn HubbardDirector	519	$8.82	$4,582	34,479	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:23 am EDT	BlackRock Health Sciences TrustBME	Richard CavanaghDirector	130	$34.52	$4,500	1,424	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:22 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Richard CavanaghDirector	322	$13.66	$4,403	13,350	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:22 am EDT	BlackRock Energy & Resources TrustBGR	Richard CavanaghDirector	313	$14.00	$4,377	8,909	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:23 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Richard CavanaghDirector	287	$15.05	$4,324	12,465	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:23 am EDT	BlackRock Enhanced International Dividend TrustBGY	Richard CavanaghDirector	705	$6.09	$4,293	22,286	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:24 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Richard CavanaghDirector	387	$10.53	$4,074	19,189	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:24 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Richard CavanaghDirector	324	$12.55	$4,067	13,385	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:21 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Richard CavanaghDirector	453	$8.82	$3,992	20,151	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:22 pm EDT	INTEL CORPINTC	Robert Holmes SwanChief Financial Officer	72	$51.86	$3,744	7,556	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:20 am EDT	BlackRock Health Sciences TrustBME	Michael J CastellanoDirector	89	$34.52	$3,075	1,581	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:20 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Michael J CastellanoDirector	220	$13.66	$3,008	7,353	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:19 am EDT	BlackRock Energy & Resources TrustBGR	Michael J CastellanoDirector	214	$14.00	$2,990	5,811	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:20 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Michael J CastellanoDirector	196	$15.05	$2,954	6,614	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:20 am EDT	BlackRock Enhanced International Dividend TrustBGY	Michael J CastellanoDirector	482	$6.09	$2,933	15,398	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:21 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Michael J CastellanoDirector	264	$10.53	$2,784	9,233	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:21 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Michael J CastellanoDirector	221	$12.55	$2,778	7,467	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:19 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Michael J CastellanoDirector	309	$8.82	$2,727	12,522	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:32 am EDT	BlackRock Health Sciences TrustBME	Catherine A. LynchDirector	59	$34.52	$2,050	362	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:31 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Catherine A. LynchDirector	147	$13.66	$2,006	882	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:30 am EDT	BlackRock Energy & Resources TrustBGR	Catherine A. LynchDirector	142	$14.00	$1,993	893	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:31 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Catherine A. LynchDirector	131	$15.05	$1,969	781	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:31 am EDT	BlackRock Enhanced International Dividend TrustBGY	Catherine A. LynchDirector	321	$6.09	$1,955	1,979	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:32 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Catherine A. LynchDirector	176	$10.53	$1,856	1,059	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:32 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Catherine A. LynchDirector	148	$12.55	$1,852	878	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:30 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Catherine A. LynchDirector	206	$8.82	$1,818	1,293	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:33 pm EDT	DENTSPLY SIRONA Inc.XRAY	Michael J ColemanDirector	34	$49.14	$1,665	19,059	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:29 am EDT	BlackRock Health Sciences TrustBME	W Carl KesterDirector	38	$34.52	$1,322	1,238	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:28 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	W Carl KesterDirector	95	$13.66	$1,294	11,736	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:27 am EDT	BlackRock Energy & Resources TrustBGR	W Carl KesterDirector	92	$14.00	$1,286	8,329	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:28 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	W Carl KesterDirector	84	$15.05	$1,271	10,795	—
Apr 16, 2018 AForm 4 →	Apr 16, 4:52 pm EDT	CubeSmartCUBE	Christopher P MarrCEO, Director	45	$28.06	$1,263	4,241	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:28 am EDT	BlackRock Enhanced International Dividend TrustBGY	W Carl KesterDirector	207	$6.09	$1,262	21,327	—
Apr 16, 2018 AForm 4 →	Apr 17, 2:17 pm EDT	BADGER METER INCBMI	Todd A. AdamsDirector	25	$47.15	$1,200	3,094	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:29 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	W Carl KesterDirector	114	$10.53	$1,197	16,412	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:29 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	W Carl KesterDirector	95	$12.55	$1,195	12,475	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:27 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	W Carl KesterDirector	133	$8.82	$1,173	19,615	—
Apr 13, 2018 AForm 4 →	Apr 16, 6:04 pm EDT	PFIZER INCPFE	Albert BourlaChief Operating Officer, Director	24	$36.32	$872	11,892	—
Apr 13, 2018 AForm 4 →	Apr 16, 6:35 pm EDT	Voya Financial, Inc.VOYA	Chetlur S RagavanSee Remarks	17	$51.18	$855	7,893	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:35 am EDT	BlackRock Health Sciences TrustBME	Karen P RobardsDirector	20	$34.52	$686	567	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:34 am EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Karen P RobardsDirector	49	$13.66	$671	8,966	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:33 am EDT	BlackRock Energy & Resources TrustBGR	Karen P RobardsDirector	48	$14.00	$667	6,072	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:34 am EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Karen P RobardsDirector	44	$15.05	$659	8,358	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:34 am EDT	BlackRock Enhanced International Dividend TrustBGY	Karen P RobardsDirector	107	$6.09	$654	15,484	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:35 am EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Karen P RobardsDirector	59	$10.53	$621	12,930	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:35 am EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Karen P RobardsDirector	49	$12.55	$620	9,542	—
Apr 13, 2018 AForm 4 →	Apr 17, 9:33 am EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Karen P RobardsDirector	69	$8.82	$608	14,903	—
Apr 13, 2018 AForm 4 →	Apr 16, 6:40 pm EDT	Voya Financial, Inc.VOYA	Carolyn M JohnsonSee Remarks	9	$51.18	$458	1,070	—
Apr 13, 2018 AForm 4 →	Apr 16, 6:38 pm EDT	Voya Financial, Inc.VOYA	Nancy FerraraSee Remarks	8	$51.18	$400	6,922	—
Apr 13, 2018 AForm 4 →	Apr 16, 6:06 pm EDT	PFIZER INCPFE	John D YoungGroup President	11	$36.32	$400	10,130	—
Apr 13, 2018 AForm 4 →	Apr 16, 6:31 pm EDT	Voya Financial, Inc.VOYA	Charles P NelsonSee Remarks	7	$51.18	$350	1,734	—
Apr 13, 2018 AForm 4 →	Apr 16, 6:33 pm EDT	Voya Financial, Inc.VOYA	Patricia J WalshSee Remarks	5	$51.18	$275	1,116	—
Apr 13, 2018 AForm 4 →	Apr 16, 6:05 pm EDT	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	4	$36.32	$145	4,446	—
Apr 13, 2018 DForm 4 →	Apr 17, 12:51 pm EDT	WELLS FARGO & COMPANY/MNWFC	Petros G PelosSr. Executive Vice President	1	$50.89	$71	60,480	—
Apr 13, 2018 DForm 4 →	Apr 17, 12:58 pm EDT	WELLS FARGO & COMPANY/MNWFC	John R. ShrewsberrySenior Executive VP & CFO	0	$50.89	$14	18,746	—
Apr 12, 2018 MForm 4 →	Apr 16, 4:01 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	Christopher BowdenChief Medical Officer	2,000	—	—	101,000	—
Apr 16, 2018 CForm 4 →	Apr 16, 4:09 pm EDT	ZUORA INCZUO	Hadley Harbor Master Investors (Cayman) L.P.10% Owner	3,948,096	—	—	1,974,048	—
Apr 16, 2018 CForm 4 →	Apr 16, 4:09 pm EDT	ZUORA INCZUO	Ithan Creek Master Investors (Cayman), L.P.10% Owner	2,443,068	—	—	1,221,534	—
Apr 12, 2018 MForm 4 →	Apr 16, 4:13 pm EDT	Hill-Rom Holdings, Inc.HRC	Deborah RasinSVP, Chief Legal Officer	7,590	—	—	7,590	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:15 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	Stephen M KingChief Executive Officer, Director	24,414	—	—	24,414	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:15 pm EDT	Zynerba Pharmaceuticals, Inc.ZYNE	John P. ButlerDirector	35,000	—	—	35,000	—
Apr 16, 2018 MForm 4 →	Apr 16, 4:16 pm EDT	TransDigm Group INCTDG	Raymond F LaubenthalDirector	11,900	—	—	71,400	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:18 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	Brian JenkinsSVP & CFO	32,552	—	—	32,552	—
Apr 16, 2018 MForm 4 →	Apr 16, 4:19 pm EDT	Amtrust Financial Services, Inc.AFSI	Stephen UngarSVP, GC and Secretary	291	—	—	291	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:19 pm EDT	SUNPOWER CORPSPWR	Vidul PrakashPrincipal Accounting Officer	15,000	—	—	15,000	—
Apr 16, 2018 MForm 4 →	Apr 16, 4:20 pm EDT	TransDigm Group INCTDG	Jorge ValladaresExecutive Vice President	9,750	—	—	0	—
Apr 16, 2018 MForm 4 →	Apr 16, 4:21 pm EDT	SCHWAB CHARLES CORPSCHW	Jonathan M. CraigSenior EVP	2,629	—	—	12,131	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:21 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	John MulleadySVP, RE & Dev	13,020	—	—	13,020	—
Apr 12, 2018 PForm 4 →	Apr 16, 4:22 pm EDT	MATEON THERAPEUTICS INCMATN	Matthew M LoarChief Financial Officer	250,000	—	—	125,000	—
Mar 1, 2018 AMForm 4/A →	Apr 16, 4:22 pm EDT	SUNPOWER CORPSPWR	Vidul PrakashPrincipal Accounting Officer	50,085	—	—	36,000	—
Apr 12, 2018 MForm 4 →	Apr 16, 4:23 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	David William CarrollSVP Worldwide Sales	3,866	—	—	6,328	—
Apr 12, 2018 PForm 4 →	Apr 16, 4:23 pm EDT	MATEON THERAPEUTICS INCMATN	William D SchwietermanPresident and CEO, Director	625,000	—	—	312,500	—
Apr 12, 2018 PForm 4 →	Apr 16, 4:24 pm EDT	MATEON THERAPEUTICS INCMATN	Donald Rogers ReynoldsDirector	250,000	—	—	125,000	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:25 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	Jay L TobinSVP, Gen Counsel & Sec	12,207	—	—	12,207	—
Jan 29, 2018 AForm 4/A →	Apr 16, 4:25 pm EDT	SRC Energy Inc.SRCI	Michael EberhardChief Operations Officer	50,957	—	—	23,519	—
Jan 29, 2018 AForm 4/A →	Apr 16, 4:26 pm EDT	SRC Energy Inc.SRCI	Jared GrenzenbachVP & Chief Accounting Officer	14,646	—	—	7,323	—
Jan 29, 2018 AForm 4/A →	Apr 16, 4:27 pm EDT	SRC Energy Inc.SRCI	James P HendersonEVP & Chief Financial Officer	103,881	—	—	47,945	—
Jan 29, 2018 AForm 4/A →	Apr 16, 4:27 pm EDT	SRC Energy Inc.SRCI	Cathleen M OsbornVice President/General Counsel	50,957	—	—	23,519	—
Jan 29, 2018 AForm 4/A →	Apr 16, 4:27 pm EDT	SRC Energy Inc.SRCI	Lynn A PetersonPresident, CEO, Director	258,523	—	—	119,318	—
Jan 29, 2018 AForm 4/A →	Apr 16, 4:28 pm EDT	SRC Energy Inc.SRCI	Nicholas SpenceChief Development Officer	50,957	—	—	23,519	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:28 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	John P GleasonSVP & CMO	11,230	—	—	11,230	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:30 pm EDT	DOCUMENT SECURITY SYSTEMS INCDSS	Robert B FagensonDirector	10,000	—	—	40,421	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:30 pm EDT	DOCUMENT SECURITY SYSTEMS INCDSS	Warren HurwitzDirector	10,000	—	—	17,500	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:30 pm EDT	DOCUMENT SECURITY SYSTEMS INCDSS	Pamela AvalloneDirector	10,000	—	—	10,000	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:30 pm EDT	DOCUMENT SECURITY SYSTEMS INCDSS	Clark A. MarcusDirector	10,000	—	—	10,000	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:30 pm EDT	DOCUMENT SECURITY SYSTEMS INCDSS	Joseph L. SandersDirector	10,000	—	—	90,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:31 pm EDT	DENTSPLY SIRONA Inc.XRAY	Eric BrandtDirector	3	—	—	1,449	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:32 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	Margo Lynn ManningChief Operating Officer	24,414	—	—	24,414	—
Apr 13, 2018 MForm 4 →	Apr 16, 4:34 pm EDT	TAYLOR DEVICES INCTAYD	John BurgessDirector	5,000	—	—	0	—
Apr 13, 2018 AForm 4 →	Apr 16, 4:34 pm EDT	DENTSPLY SIRONA Inc.XRAY	Francis J LungerDirector	19	—	—	10,509	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:34 pm EDT	Lumber Liquidators Holdings, Inc.LL	Michael J. HornSVP, Sales and Services	8,424	—	—	8,424	—	amended
Apr 12, 2018 AForm 4 →	Apr 16, 4:39 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	Kevin BachusSVP, Ent. & Games Strategy	4,557	—	—	4,557	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:42 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	J Michael PlunkettSVP of Purch & Intl Ops	3,255	—	—	3,255	—
Apr 14, 2018 MForm 4 →	Apr 16, 4:44 pm EDT	GENESIS ENERGY LPGEL	Ryan S SimsVice President	940	—	—	13,012	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:44 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	Michael Joseph MetzingerVP of Accounting & Controller	2,929	—	—	2,929	—
Apr 12, 2018 MForm 4 →	Apr 16, 4:45 pm EDT	GLOBUS MEDICAL INCGMED	David M DemskiChief Executive Officer, Director	50,891	—	—	43,163	—
Apr 14, 2018 MForm 4 →	Apr 16, 4:45 pm EDT	GENESIS ENERGY LPGEL	Garland G GaspardVice President	995	—	—	17,735	—
Apr 14, 2018 MForm 4 →	Apr 16, 4:47 pm EDT	GENESIS ENERGY LPGEL	Kristen O JesulaitisGeneral Counsel & Secretary	1,710	—	—	19,658	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:47 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	Joseph Benjamin DeProsperoVice President of Finance	2,685	—	—	2,685	—
Apr 12, 2018 MForm 4 →	Apr 16, 4:48 pm EDT	bluebird bio, Inc.BLUE	David DavidsonChief Medical Officer	3,000	—	—	40,000	—
Apr 14, 2018 MForm 4 →	Apr 16, 4:48 pm EDT	GENESIS ENERGY LPGEL	Chad Anthony LandryVice President	2,565	—	—	22,983	—
Apr 14, 2018 MForm 4 →	Apr 16, 4:50 pm EDT	GENESIS ENERGY LPGEL	William Stanton GolowayVice President	995	—	—	13,917	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:50 pm EDT	DOCUMENT SECURITY SYSTEMS INCDSS	William LernerDirector	10,000	—	—	10,000	—
Apr 12, 2018 AForm 4 →	Apr 16, 4:52 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	Angelia E PelhamSVP of Human Resources	6,510	—	—	6,510	—
Apr 9, 2018 AForm 4 →	Apr 16, 4:56 pm EDT	PFSWEB INCPFSW	Thomas J MaddenCFO/Executive Vice President	39,110	—	—	39,110	—	late
Apr 15, 2018 MForm 4 →	Apr 16, 4:57 pm EDT	TIME WARNER INC.TWX	Gary L GinsbergExecutive Vice President	217	—	—	28,689	—
Apr 13, 2018 MForm 4 →	Apr 16, 5:03 pm EDT	BOSTON PRIVATE FINANCIAL HOLDINGS INCBPFH	W. Timothy MacDonaldEVP, Chief Risk Officer	9,396	—	—	18,785	—
Apr 13, 2018 CMForm 4 →	Apr 16, 5:08 pm EDT	ZUORA INCZUO	Magdalena YesilDirector	111,286	—	—	55,643	—
Apr 16, 2018 CForm 4 →	Apr 16, 5:08 pm EDT	ZUORA INCZUO	Benchmark Capital Management Co. V, L.L.C. +410% Owner	20,515,448	—	—	0	—
Apr 16, 2018 CForm 4 →	Apr 16, 5:08 pm EDT	ZUORA INCZUO	Index Ventures Growth II (Jersey), L.P. +410% Owner	8,568,944	—	—	0	—
Apr 16, 2018 CForm 4 →	Apr 16, 5:13 pm EDT	ZUORA INCZUO	Timothy M HaleyDirector	11,945,732	—	—	0	—
Apr 16, 2018 CForm 4 →	Apr 16, 5:13 pm EDT	ZUORA INCZUO	Tien TzuoSee Remarks, Director, 10% Owner	3,148,148	—	—	0	—
Mar 13, 2018 AForm 4 →	Apr 16, 5:15 pm EDT	B&G Foods, Inc.BGS	William H WrightEVP, Quality Assurance and R&D	19,103	—	—	19,103	—	late
Mar 13, 2018 AForm 4 →	Apr 16, 5:16 pm EDT	B&G Foods, Inc.BGS	Bruce C WachaEVP of Finance & CFO	23,260	—	—	23,260	—	late
Apr 16, 2018 CForm 4 →	Apr 16, 5:16 pm EDT	ZUORA INCZUO	Steven M Spurlock +710% Owner	20,515,448	—	—	0	—
Mar 13, 2018 AForm 4 →	Apr 16, 5:16 pm EDT	B&G Foods, Inc.BGS	Kenneth G. RomanziEVP & Chief Operating Officer	37,627	—	—	37,627	—	late
Apr 16, 2018 CForm 4 →	Apr 16, 5:16 pm EDT	ZUORA INCZUO	Peter H FentonDirector, 10% Owner	20,515,448	—	—	0	—
Apr 16, 2018 CForm 4 →	Apr 16, 5:17 pm EDT	ZUORA INCZUO	Michelangelo VolpiDirector, 10% Owner	8,568,944	—	—	0	—
Apr 16, 2018 CForm 4 →	Apr 16, 5:17 pm EDT	ZUORA INCZUO	70 Thirty Trust10% Owner	3,148,148	—	—	0	—
Mar 13, 2018 AForm 4 →	Apr 16, 5:17 pm EDT	B&G Foods, Inc.BGS	Vanessa E MaskalEVP of Sales & Marketing	24,623	—	—	24,623	—	late
Mar 13, 2018 AForm 4 →	Apr 16, 5:18 pm EDT	B&G Foods, Inc.BGS	Scott E LernerEVP & General Counsel	25,608	—	—	25,608	—	late
Mar 13, 2018 AForm 4 →	Apr 16, 5:18 pm EDT	B&G Foods, Inc.BGS	William F HerbesExecutive VP of Operations	21,350	—	—	21,350	—	late
Apr 12, 2018 MForm 4 →	Apr 16, 5:19 pm EDT	HEALTHEQUITY INCHQY	Delano LaddEVP, Counsel & Secretary	13,750	—	—	27,500	—
Mar 13, 2018 AForm 4 →	Apr 16, 5:19 pm EDT	B&G Foods, Inc.BGS	Eric H HartEVP of Human Resources & CHRO	19,146	—	—	19,146	—	late
Mar 13, 2018 AForm 4 →	Apr 16, 5:20 pm EDT	B&G Foods, Inc.BGS	Robert C CantwellPresident & CEO, Director	78,066	—	—	78,066	—	late
Apr 12, 2018 AForm 4 →	Apr 16, 5:20 pm EDT	BOYD GAMING CORPBYD	John Robert BaileyDirector	5,274	—	—	5,274	—
Apr 13, 2018 MForm 4 →	Apr 16, 5:20 pm EDT	LUNA INNOVATIONS INCLUNA	Clinic Carilion10% Owner	43,212	—	—	0	—
Apr 16, 2018 CForm 4 →	Apr 16, 5:21 pm EDT	ZUORA INCZUO	Jason PressmanDirector, 10% Owner	15,368,324	—	—	0	—
Apr 16, 2018 CForm 4 →	Apr 16, 5:22 pm EDT	ZUORA INCZUO	Omega L P Redpoint +210% Owner	11,945,732	—	—	0	—
Apr 16, 2018 CForm 4 →	Apr 16, 5:22 pm EDT	ZUORA INCZUO	Shasta Ventures II LP +110% Owner	15,368,324	—	—	0	—
Apr 9, 2018 AForm 4 →	Apr 16, 5:23 pm EDT	PFSWEB INCPFSW	Elizabeth JohnsonSenior Vice President	7,040	—	—	7,040	—	late
Apr 12, 2018 AForm 4 →	Apr 16, 5:25 pm EDT	BOYD GAMING CORPBYD	Richard E FlahertyDirector	5,274	—	—	5,274	—
Apr 12, 2018 MForm 4 →	Apr 16, 5:26 pm EDT	Coupa Software IncCOUP	Steven M WinterChief Revenue Officer	11,336	—	—	328,745	—
Apr 12, 2018 AForm 4 →	Apr 16, 5:27 pm EDT	AutoWeb, Inc.AUTO	Wesley OzimaINTERIM CFO, SVP, CONTROLLER	40,000	—	—	40,000	—
Apr 12, 2018 AForm 4 →	Apr 16, 5:28 pm EDT	AutoWeb, Inc.AUTO	Ralph Randall SmithSVP, DIGITAL MARKETING	55,000	—	—	55,000	—
Apr 12, 2018 AForm 4 →	Apr 16, 5:28 pm EDT	CLEARSIGN COMBUSTION CORPCLIR	Brian Grant FikeInterim CFO	25,000	—	—	40,000	—
Apr 12, 2018 AForm 4 →	Apr 16, 5:29 pm EDT	AutoWeb, Inc.AUTO	Glenn Evan FullerEVP, CLO, CAO, SECRETARY	125,000	—	—	125,000	—
Apr 12, 2018 AForm 4 →	Apr 16, 5:29 pm EDT	CLEARSIGN COMBUSTION CORPCLIR	Donald W KendrickChief Technology Officer	30,000	—	—	105,000	—
Apr 12, 2018 AForm 4 →	Apr 16, 5:29 pm EDT	BOYD GAMING CORPBYD	Christine J. SpadaforDirector	5,274	—	—	5,274	—
Apr 12, 2018 AForm 4 →	Apr 16, 5:30 pm EDT	AutoWeb, Inc.AUTO	John SteermanEVP, MOBILE LEAD OPS PROD DEV	73,000	—	—	73,000	—
Apr 12, 2018 MForm 4 →	Apr 16, 5:31 pm EDT	AMICUS THERAPEUTICS INCFOLD	Jay BarthChief Medical Officer	5,000	—	—	100,000	—
Apr 12, 2018 AForm 4 →	Apr 16, 5:31 pm EDT	AutoWeb, Inc.AUTO	John J Skocilic Jr.EVP, CHIEF INFORMATION OFFICER	83,000	—	—	83,000	—
Apr 9, 2018 AForm 4 →	Apr 16, 5:32 pm EDT	PFSWEB INCPFSW	Mark FuentesSenior Vice President & CIO	8,814	—	—	8,814	—	late
Apr 9, 2018 AForm 4 →	Apr 16, 5:33 pm EDT	PFSWEB INCPFSW	Christopher Travis HessChief Revenue Officer	18,362	—	—	18,362	—	late
Apr 9, 2018 AForm 4 →	Apr 16, 5:34 pm EDT	PFSWEB INCPFSW	R Zach ThomannSenior Vice President	15,424	—	—	15,424	—	late
Apr 12, 2018 AForm 4 →	Apr 16, 5:34 pm EDT	BOYD GAMING CORPBYD	Peter M ThomasDirector	5,274	—	—	5,274	—
Apr 12, 2018 MForm 4 →	Apr 16, 5:34 pm EDT	URBAN OUTFITTERS INCURBN	Harry S Cherken Jr.Director	20,000	—	—	0	—
Apr 9, 2018 AForm 4 →	Apr 16, 5:35 pm EDT	PFSWEB INCPFSW	Michael C WilloughbyCEO/President, Director	85,106	—	—	85,106	—	late
Apr 13, 2018 MForm 4 →	Apr 16, 5:36 pm EDT	URBAN OUTFITTERS INCURBN	Joel S Lawson IIIDirector	20,000	—	—	0	—
Apr 16, 2018 MForm 4 →	Apr 16, 5:36 pm EDT	EVERBRIDGE, INC.EVBG	Kenneth S GoldmanSVP, CFO and Treasurer	815	—	—	10,598	—
Apr 12, 2018 AForm 4 →	Apr 16, 5:38 pm EDT	BOYD GAMING CORPBYD	Paul W WhetsellDirector	5,274	—	—	5,274	—
Apr 12, 2018 MForm 4 →	Apr 16, 5:39 pm EDT	American Midstream Partners, LPAMID	Edward Eugene GreeneVice President - GP&T	8,750	—	—	17,500	—
Apr 12, 2018 AMForm 4 →	Apr 16, 5:40 pm EDT	Zoe's Kitchen, Inc.ZOES	Thomas BaldwinDirector	5,399	—	—	0	—
Apr 12, 2018 AMForm 4 →	Apr 16, 5:40 pm EDT	Zoe's Kitchen, Inc.ZOES	Susan CollynsDirector	5,399	—	—	0	—
Apr 12, 2018 AMForm 4 →	Apr 16, 5:41 pm EDT	Zoe's Kitchen, Inc.ZOES	Greg DollarhydeDirector	5,399	—	—	0	—
Apr 12, 2018 AForm 4 →	Apr 16, 5:42 pm EDT	BOYD GAMING CORPBYD	Veronica J WilsonDirector	5,274	—	—	5,274	—
Apr 12, 2018 AMForm 4 →	Apr 16, 5:42 pm EDT	Zoe's Kitchen, Inc.ZOES	Cordia HarringtonDirector	5,399	—	—	0	—
Apr 12, 2018 AMForm 4 →	Apr 16, 5:42 pm EDT	Zoe's Kitchen, Inc.ZOES	A Alexander Taylor IIDirector	5,399	—	—	0	—
Apr 14, 2018 MForm 4 →	Apr 16, 5:43 pm EDT	CrossAmerica Partners LPCAPL	Jeremy BergeronCEO, Director	1,387	—	—	1,387	—
Apr 16, 2018 MForm 4 →	Apr 16, 5:49 pm EDT	NEW RELIC, INC.NEWR	Erica SchultzChief Revenue Officer	1,800	—	—	51,482	—
Apr 12, 2018 MForm 4 →	Apr 16, 5:50 pm EDT	HEALTHEQUITY INCHQY	Gary D RobinsonEVP, Chief Marketing Officer	500	—	—	17,000	—
Apr 12, 2018 MForm 4 →	Apr 16, 5:52 pm EDT	Spark Therapeutics, Inc.ONCE	John FureyChief Operating Officer	20,000	—	—	140,000	—
Apr 16, 2018 CForm 4 →	Apr 16, 5:53 pm EDT	ZUORA INCZUO	Tenaya Capital V GP LLC +310% Owner	12,194,926	—	—	1,318,788	—
Apr 16, 2018 MForm 4 →	Apr 16, 5:57 pm EDT	OMNICELL, IncOMCL	Dan S JohnstonEVP & Chief Legal & Admin	6,250	—	—	6,250	—
Apr 10, 2018 MForm 4/A →	Apr 16, 6:38 pm EDT	TRIMBLE INC.TRMB	Steven W BerglundPresident & CEO, Director	339,740	—	—	150,740	—
Apr 13, 2018 MForm 4 →	Apr 16, 6:45 pm EDT	GILEAD SCIENCES INCGILD	John Francis CoganDirector	5,833	—	—	17,502	—
Apr 12, 2018 MForm 4 →	Apr 16, 7:15 pm EDT	WESTMORELAND COAL CoWLB	Nathan M. TroupPrincipal Accounting Officer	4,546	—	—	4,517	—
Apr 12, 2018 CForm 4 →	Apr 16, 7:15 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	217,500	—	—	384,040,020	—
Apr 16, 2018 CForm 4 →	Apr 16, 7:20 pm EDT	ZUORA INCZUO	NEXT WORLD CAPITAL I, LLC10% Owner	4,587,912	—	—	2,293,956	—
Mar 31, 2018 AJForm 4 →	Apr 16, 7:33 pm EDT	Vertex Energy Inc.VTNR	Benjamin P CowartCEO and President, Director, 10% Owner	166,813	—	—	41,500	—	late
Mar 31, 2018 AJForm 4 →	Apr 16, 7:35 pm EDT	Vertex Energy Inc.VTNR	Chris CarlsonCFO & Secretary	108,813	—	—	27,000	—	late
Apr 12, 2018 AForm 4 →	Apr 16, 7:36 pm EDT	Vertex Energy Inc.VTNR	john noel stricklandCOO	117,000	—	—	29,250	—	amended
Nov 30, 2017 ADForm 4 →	Apr 16, 2018, 8:02 pm EDT	Track Group, Inc.TRCK	David S BooneDirector	126,904	—	—	18,000	—	late
Apr 13, 2018 AForm 4 →	Apr 16, 8:11 pm EDT	ARGAN INCAGX	David Hibbert WatsonSVP & CFO	40,000	—	—	8,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 8:11 pm EDT	ARGAN INCAGX	Rainer H BosselmannChairman of the Board & CEO, Director	50,000	—	—	10,000	—
Apr 13, 2018 AForm 4 →	Apr 16, 8:12 pm EDT	ARGAN INCAGX	Richard H DeilyVice President	10,000	—	—	30,000	—
Apr 12, 2018 MForm 4 →	Apr 16, 9:32 pm EDT	Turning Point Brands, Inc.TPB	James Michael MurraySr. VP, Business Planning	1,200	—	—	4,664	—
Apr 12, 2018 AForm 4 →	Apr 16, 9:46 pm EDT	MARIN SOFTWARE INCMRIN	James BarreseDirector	8,572	—	—	8,572	—
Apr 12, 2018 AForm 4 →	Apr 16, 9:47 pm EDT	MARIN SOFTWARE INCMRIN	L Gordon CrovitzDirector	8,572	—	—	8,572	—
Apr 12, 2018 AForm 4 →	Apr 16, 9:48 pm EDT	MARIN SOFTWARE INCMRIN	Donald P. HutchisonDirector	8,572	—	—	8,572	—
Apr 12, 2018 AForm 4 →	Apr 16, 9:50 pm EDT	MARIN SOFTWARE INCMRIN	Allan LeinwandDirector	8,572	—	—	8,572	—
Apr 12, 2018 AForm 4 →	Apr 16, 9:51 pm EDT	MARIN SOFTWARE INCMRIN	Daina MiddletonDirector	8,572	—	—	8,572	—
Apr 12, 2018 AForm 4 →	Apr 16, 9:53 pm EDT	MARIN SOFTWARE INCMRIN	Wister WalcottEVP, Products & Platform	45,000	—	—	45,000	—
Apr 16, 2018 JForm 4 →	Apr 17, 9:06 am EDT	EDGEWELL PERSONAL CARE CoEPC	Elizabeth E. DreyerVP,Controller,CAO	23,368	—	—	8,110	—
Apr 16, 2018 MForm 4 →	Apr 17, 9:53 am EDT	NOVANTA INCNOVT	Brian S YoungChief Human Resources Officer	2,370	—	—	0	—
Apr 12, 2018 MForm 4/A →	Apr 17, 10:14 am EDT	UFP TECHNOLOGIES INCUFPT	W David SmithVice President	500	—	—	27,655	—
Apr 16, 2018 MForm 4 →	Apr 17, 10:17 am EDT	UFP TECHNOLOGIES INCUFPT	W David SmithVice President	534	—	—	27,121	—
Apr 13, 2018 MForm 4 →	Apr 17, 10:30 am EDT	HNI CORPHNI	Kurt A TjadenSVP HNI; President HNI Intl	4,000	—	—	3,831	—
Apr 16, 2018 MForm 4 →	Apr 17, 10:39 am EDT	Midland States Bancorp, Inc.MSBI	Leon J HolschbachCEO, Director	8,500	—	—	0	—
Apr 16, 2018 MForm 4 →	Apr 17, 10:47 am EDT	BALL CorpBLL	Scott C MorrisonSR. V.P. and C.F.O.	5,267	—	—	42,132	—
Apr 16, 2018 MForm 4 →	Apr 17, 12:20 pm EDT	G1 Therapeutics, Inc.GTHX	Rajesh MalikCh. Medical Officer & SVP R&D	3,776	—	—	95,727	—
Apr 16, 2018 MForm 4 →	Apr 17, 12:20 pm EDT	G1 Therapeutics, Inc.GTHX	Mark A. VellecaPresident and CEO, Director	7,500	—	—	151,933	—
Apr 16, 2018 MForm 4 →	Apr 17, 1:00 pm EDT	ORACLE CORPORCL	Hector Garcia-MolinaDirector	3,750	—	—	1,875	—
Apr 16, 2018 CForm 4 →	Apr 17, 1:01 pm EDT	ZUORA INCZUO	Marc Benioff10% Owner	5,982,216	—	—	0	—
Apr 13, 2018 MForm 4 →	Apr 17, 1:08 pm EDT	CSW INDUSTRIALS, INC.CSWI	Joseph B ArmesChairman & CEO, Director	11,363	—	—	57,320	—
Apr 16, 2018 MForm 4 →	Apr 17, 1:42 pm EDT	TENNANT COTNC	Chris KillingstadPresident and CEO	4,427	—	—	44,271	—
Apr 13, 2018 MForm 4 →	Apr 17, 1:53 pm EDT	Forest City Realty Trust, Inc.FCEA	Arthur F AntonOther	23,213	—	—	0	—
Apr 17, 2018 MForm 4 →	Apr 17, 1:54 pm EDT	TransDigm Group INCTDG	Roger JonesExecutive Vice President	5,000	—	—	10,000	—
Apr 16, 2018 MForm 4 →	Apr 17, 2:12 pm EDT	Forest City Realty Trust, Inc.FCEA	Deborah L HarmonOther	15,806	—	—	0	—
Apr 16, 2018 MForm 4 →	Apr 17, 2:13 pm EDT	EOG RESOURCES INCEOG	James C DayDirector	8,002	—	—	0	—
Apr 17, 2018 DForm 4 →	Apr 17, 2:27 pm EDT	Insys Therapeutics, Inc.INSY	Saeed MotahariPresident & CEO, Director	11,000	—	—	22,000	—
Apr 16, 2018 AForm 4 →	Apr 17, 2:40 pm EDT	Habit Restaurants, Inc.HABT	Russell William BendelChief Executive Officer, Director	70,000	—	—	252,622	—
Apr 16, 2018 AForm 4 →	Apr 17, 2:41 pm EDT	Habit Restaurants, Inc.HABT	Ira FilsChief Financial Officer, Director	50,000	—	—	174,504	—
Apr 16, 2018 AForm 4 →	Apr 17, 2:42 pm EDT	Habit Restaurants, Inc.HABT	Anthony SerritellaChief Operating Officer	35,000	—	—	117,510	—
Apr 16, 2018 AForm 4 →	Apr 17, 2:43 pm EDT	Habit Restaurants, Inc.HABT	Peter WhitwellChief Quality Officer	20,000	—	—	71,565	—
Apr 16, 2018 AForm 4 →	Apr 17, 2:45 pm EDT	Habit Restaurants, Inc.HABT	Douglas R. BraniganChief Development Officer	25,000	—	—	80,000	—
Apr 13, 2018 MForm 4 →	Apr 17, 3:24 pm EDT	MATTEL INC /DE/MAT	Richard DicksonPres & Chief Operating Officer	18,182	—	—	0	—
Apr 13, 2018 DForm 4 →	Apr 17, 3:26 pm EDT	SPARTON CORPSPA	Joseph Thomas SchneiderSr. VP - Sales and Marketing	18,279	—	—	2,929	—
Mar 30, 2018 DMForm 4/A →	Apr 17, 3:50 pm EDT	STONERIDGE INCSRI	Robert J. Hartman Jr.Chief Accounting Officer	9,360	—	—	18,120	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.