SEC Form 4 · accession 0001209191-18-025130
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Jones
Officer — Executive Vice President
Period of report
Apr 17, 2018
Accepted (ET)
Apr 17, 2018 · 1:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2018 | M | 5,000 | $27.08 | A | 9,000 | D | |
| Common StockF1 | Apr 17, 2018 | S | 1,400 | $319.9668 | D | 7,600 | D | |
| Common StockF2 | Apr 17, 2018 | S | 583 | $320.8722 | D | 7,017 | D | |
| Common StockF3 | Apr 17, 2018 | S | 1,201 | $321.9231 | D | 5,816 | D | |
| Common StockF4 | Apr 17, 2018 | S | 1,816 | $323.3581 | D | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Apr 17, 2018 | M | 5,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 5,000 | 10,000 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $319.57 - $320.56. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $320.64 - $321.61. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $321.65 - $322.61. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $322.85 - $323.80. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Remarks
All transactions reported hereunder were made pursuant to an established 10b5-1 plan.