SEC Form 4 · accession 0001209191-18-024992
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay L Tobin
Officer — SVP, Gen Counsel & Sec
Period of report
Apr 12, 2018
Accepted (ET)
Apr 16, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 12, 2018 | A | 7,152 | $0.00 | A | 59,223 | D | |
| Common Stock | Apr 12, 2018 | F | 1,399 | $41.65 | D | 57,824 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $41.65 | Apr 12, 2018 | A | 12,207 | A | — | Apr 12, 2028 | Common Stock | 12,207 | 12,207 | D |
Explanation of responses
- F1The option vests in equal installments on April 12, 2019, April 12, 2020, and April 12, 2021.