SEC Form 4 · accession 0001209191-18-025031
AMICUS THERAPEUTICS, INC. · FOLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Barth
Officer — Chief Medical Officer
Period of report
Apr 12, 2018
Accepted (ET)
Apr 16, 2018 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 12, 2018 | M | 5,000 | $2.29 | A | 90,409 | D | |
| Common StockF2 | Apr 12, 2018 | S | 5,000 | $14.7204 | D | 85,409 | D | |
| Common Stock | holding | — | — | — | 125 | I | By Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $2.29 | Apr 12, 2018 | M | 5,000 | D | — | Mar 3, 2024 | Common Stock | 5,000 | 100,000 | D |
Explanation of responses
- F1The exercise of stock options and subsequent sale of common stock were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2017.
- F2This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $14.61 to $14.86. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3All of the options were fully vested and exercisable as of April 12, 2018.