SEC Form 4 · accession 0001104659-18-024234
ZUORA INC · ZUO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Apr 16, 2018
Accepted (ET)
Apr 16, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423774
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series F Convertible Preferred StockF1 | — | Apr 16, 2018 | C | 1,221,534 | D | — | — | Class B Common Stock | 1,221,534 | 0 | D |
| Class B Common StockF1 | — | Apr 16, 2018 | C | 1,221,534 | A | — | — | Class A Common Stock | 1,221,534 | 1,221,534 | D |
Explanation of responses
- F1The Series F Convertible Preferred Stock converted into Class B Common Stock on a one-for-one basis and had no expiration date. The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date