SEC Form 4 · accession 0001594879-18-000045
Zoe's Kitchen, Inc. · ZOES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cordia Harrington
Director
Period of report
Apr 12, 2018
Accepted (ET)
Apr 16, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 12, 2018 | M | 445 | — | A | 6,363 | D | |
| Common StockF1 | Apr 12, 2018 | M | 967 | — | A | 7,330 | D | |
| Common StockF1 | Apr 13, 2018 | M | 483 | — | A | 7,813 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 12, 2018 | A | 3,504 | A | — | — | Common Stock | 3,504 | 3,504 | D |
| Restricted Stock UnitsF1,F3 | — | Apr 12, 2018 | M | 445 | D | — | — | Common Stock | 445 | 445 | D |
| Restricted Stock UnitsF1,F4 | — | Apr 12, 2018 | M | 967 | D | — | — | Common Stock | 967 | 1,936 | D |
| Restricted Stock UnitsF1,F5 | — | Apr 13, 2018 | M | 483 | D | — | — | Common Stock | 483 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.
- F2The restricted stock units vest in four equal annual installments beginning on April 12, 2019. Each RSU was granted on April 12, 2018, and was issued pursuant to the Company's 2014 Omnibus Incentive Plan.
- F3The restricted stock units vest in three equal annual installments beginning on April 12, 2017. Each RSU was granted on April 12, 2016, and was issued pursuant to the Company's 2014 Omnibus Incentive Plan.
- F4The restricted stock units vest in three equal annual installments beginning on April 12, 2018. Each RSU was granted on April 12, 2017, and was issued pursuant to the Company's 2014 Omnibus Incentive Plan.
- F5The restricted stock units vest in three equal annual installments beginning on April 13, 2016. Each RSU was granted on April 13, 2015, and was issued pursuant to the Company's 2014 Omnibus Incentive Plan.