SEC Form 4 · accession 0001620863-18-000002
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Osullivan
Officer — EVP Wholesale Banking
Period of report
Apr 13, 2018
Accepted (ET)
Apr 17, 2018 · 11:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 13, 2018 | M | 8,000 | $15.40 | A | 178,550 | D | |
| Common Stock | Apr 17, 2018 | J | 0 | $0.00 | A | 45,065 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $15.40 | Apr 13, 2018 | M | 8,000 | A | May 20, 2009 | May 20, 2018 | Common Stock | 8,000 | 48,800 | D |
Explanation of responses
- F1No transaction occurred among theses shares. Intended only to reflect number of shares beneficially owned.