SEC Form 4/A · accession 0001331471-18-000023

STONERIDGE INC · SRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chief Accounting Officer

Period of report

Mar 30, 2018

Accepted (ET)

Apr 17, 2018 · 3:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001043337

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, without par value^F1	Mar 30, 2018	M	8,947	—	A	46,228	D
Common Shares, without par value^F3	Mar 30, 2018	F	2,554	$27.60	D	43,674	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F2,F1	—	Mar 30, 2018	M	8,847	D	—	—	Common Shares, without par value	8,947	18,663	D
Performance Shares^F1,F2	—	Mar 30, 2018	D	513	D	—	—	Common Shares, without par value	513	18,120	D

F1On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.
F2Includes performance shares and time-based share units vesting in 2019, 2020 and 2021.
F3This Amended Form 4 is being filed to correct a typo - the correct price is $27.60 (not $22.60 as originally reported).