SEC Form 4 · accession 0001225385-18-000045
Lumber Liquidators Holdings, Inc. · LL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael J. Horn
Officer — SVP, Sales and Services
Period of report
Apr 12, 2018
Accepted (ET)
Apr 16, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 12, 2018 | A | 8,737 | $0.00 | A | 8,737 | D | |
| Common Stock | holding | — | — | — | 20 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F2 | $22.89 | Apr 12, 2018 | A | 8,424 | A | — | Apr 12, 2028 | Common Stock | 8,424 | 8,424 | D |
Explanation of responses
- F1Annual grant of restricted stock award with shares vesting as follows: 25% per year over four years beginning April 12, 2019.
- F2Grant of stock option vests at the rate of 50% per year over two years beginning on April 12, 2019.