SEC Form 4 · accession 0000821127-18-000053
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Timothy MacDonald
Officer — EVP, Chief Risk Officer
Period of report
Apr 13, 2018
Accepted (ET)
Apr 16, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 13, 2018 | M | 9,396 | $12.42 | A | 99,674 | D | |
| Common Stock | Apr 13, 2018 | F | 2,768 | $15.40 | D | 96,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted SharesF1 | $12.42 | Apr 13, 2018 | M | 9,396 | D | — | — | Common Stock | 9,396 | 18,785 | D |
Explanation of responses
- F1Restricted shares granted 4-13-2015 subject to a 5-year vesting period. Shares vest in equal parts beginning in year three subject to the purchase of a matching number of shares.