Company · CIK 0000946647 · SIC 6022 — State Commercial Banks

FIRST DEFIANCE FINANCIAL CORP · FDEF

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $271k · 9sales $3.1M · 49net −$2.8M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 21, 2016 AForm 4 →	Mar 25, 10:41 am EDT	Charles D. NiehausDirector	63	—	—	1,999	—	plan? late
Mar 16, 2016 FMForm 4 →	Mar 20, 2017, 11:13 am EDT	Samuel S StrausbaughDirector	3,400	$28.10	$95,528	11,883	—	plan? late
Mar 15, 2016 SForm 4 →	Mar 16, 12:03 pm EDT	William J SmallChairman, Director	1,250	$38.38	$47,975	43,240	−2.81%	plan?
Mar 14, 2016 SForm 4 →	Mar 16, 11:25 am EDT	Gregory R AllenExecutive Vice President	2,635	$38.60	$101,708	15,996	−14.1%	plan?
Mar 3, 2016 GForm 4 →	Mar 7, 4:07 pm EST	Donald P. HilemanPresident and CEO, Director	100	—	—	28,833	—	plan?
Feb 29, 2016 SForm 4 →	Mar 1, 12:38 pm EST	Timothy K. HarrisEVP, First Federal Bank	2,210	$39.60	$87,516	0	−100%	plan?
Feb 26, 2016 AForm 4 →	Mar 1, 5:29 pm EST	James R. Williams IIIExecutive Vice President	876	—	—	7,668	—	plan?
Feb 26, 2016 AForm 4 →	Mar 1, 5:21 pm EST	Timothy K. HarrisEVP, First Federal Bank	911	—	—	15,947	—	plan?
Feb 26, 2016 AForm 4 →	Mar 1, 5:15 pm EST	Donald P. HilemanPresident and CEO, Director	2,157	—	—	28,909	—	plan?
Feb 26, 2016 AForm 4 →	Mar 1, 5:14 pm EST	Michael D. MulfordExecutive Vice President	925	—	—	2,886	—	plan?
Feb 26, 2016 AForm 4 →	Mar 1, 5:11 pm EST	Gregory R AllenExecutive Vice President	1,126	—	—	18,594	—	plan?
Feb 16, 2016 SForm 4 →	Feb 17, 11:02 am EST	William J SmallChairman, Director	1,250	$38.82	$48,529	44,490	−2.73%	plan?
Feb 16, 2016 AForm 4 →	Feb 17, 11:00 am EST	Charles D. NiehausDirector	103	—	—	1,936	—	plan?
Jan 18, 2016 AForm 4 →	Jan 19, 2:41 pm EST	Charles D. NiehausDirector	67	—	—	1,833	—	plan?
Jan 15, 2016 SForm 4 →	Jan 19, 9:45 am EST	William J SmallChairman, Director	1,250	$36.69	$45,866	45,740	−2.66%	plan?
Jan 7, 2016 AForm 4/A →	Feb 25, 2019, 4:25 pm EST	John R. ReisnerSee Remarks	500	—	—	1,011	—	plan?
Jan 7, 2016 AForm 4/A →	Nov 3, 12:36 pm EDT	Kevin T ThompsonEVP & CFO	500	—	—	2,000	—	plan?
Jan 7, 2016 AForm 4 →	Jan 8, 1:23 pm EST	Kevin T ThompsonEVP & CFO	500	—	—	1,500	—	plan? amended
Jan 7, 2016 AForm 4 →	Jan 8, 1:21 pm EST	John R. ReisnerSee Remarks	500	—	—	500	—	plan? amended
Dec 21, 2015 AForm 4 →	Dec 23, 10:21 am EST	Charles D. NiehausDirector	84	—	—	1,766	—	plan?
Dec 15, 2015 SForm 4 →	Dec 16, 1:40 pm EST	William J SmallChairman, Director	1,250	$39.26	$49,072	46,990	−2.59%	plan?
Dec 8, 2015 AForm 4 →	Dec 9, 12:28 pm EST	Amy HackenbergEVP, Market Area President	1,000	—	—	1,000	—	plan?
Dec 3, 2015 SForm 4 →	Dec 4, 10:38 am EST	Michael D. MulfordExecutive Vice President	700	$40.51	$28,357	1,953	−26.4%	plan?
Dec 2, 2015 PForm 4 →	Dec 4, 10:18 am EST	John R. ReisnerSee Remarks	500	$41.81	$20,905	500	—	plan?
Nov 30, 2015 AForm 4 →	Dec 1, 11:41 am EST	Sharon L DavisEVP, Human Resources	1,000	—	—	1,000	—	plan?
Nov 30, 2015 SForm 4 →	Nov 30, 12:57 pm EST	Donald P. HilemanPresident and CEO, Director	1,500	$41.75	$62,625	26,732	−5.31%	plan?
Nov 16, 2015 AForm 4 →	Nov 18, 9:22 am EST	Charles D. NiehausDirector	113	—	—	1,682	—	plan?
Nov 16, 2015 AForm 4 →	Nov 18, 9:21 am EST	Barbara A. MitzelDirector	6	—	—	7,036	—	plan?
Nov 16, 2015 SForm 4 →	Nov 17, 10:59 am EST	William J SmallChairman, Director	1,250	$39.39	$49,238	48,240	−2.53%	plan?
Nov 4, 2015 MForm 4 →	Nov 6, 5:31 pm EST	James R. Williams IIIExecutive Vice President	2,250	$20.88	$46,988	6,748	—	plan?
Oct 23, 2015 SForm 4 →	Oct 27, 9:51 am EDT	Douglas A BurgeiDirector	4,500	$39.51	$177,786	23,945	−15.8%	plan?
Oct 19, 2015 AForm 4 →	Oct 20, 12:19 pm EDT	Charles D. NiehausDirector	64	—	—	1,569	—	plan?
Oct 19, 2015 AForm 4 →	Oct 20, 12:17 pm EDT	Barbara A. MitzelDirector	45	—	—	7,030	—	plan?
Oct 15, 2015 SForm 4 →	Oct 16, 2:18 pm EDT	William J SmallChairman, Director	1,250	$36.55	$45,691	49,490	−2.46%	plan?
Sep 15, 2015 SForm 4 →	Sep 16, 11:14 am EDT	William J SmallChairman, Director	1,250	$36.27	$45,338	50,740	−2.40%	plan?
Sep 14, 2015 AForm 4 →	Sep 16, 3:27 pm EDT	Charles D. NiehausDirector	95	—	—	1,505	—	plan?
Sep 14, 2015 AForm 4 →	Sep 16, 3:11 pm EDT	Barbara A. MitzelDirector	47	—	—	6,985	—	plan?
Aug 19, 2015 AForm 4 →	Aug 20, 9:36 am EDT	Barbara A. MitzelDirector	46	—	—	6,925	—	plan?
Aug 19, 2015 AForm 4 →	Aug 20, 9:33 am EDT	Charles D. NiehausDirector	79	—	—	1,410	—	plan?
Aug 17, 2015 SForm 4 →	Aug 18, 4:12 pm EDT	William J SmallChairman, Director	1,250	$36.97	$46,214	51,990	−2.35%	plan?
Aug 7, 2015 SForm 4 →	Aug 10, 12:06 pm EDT	Michael D. MulfordExecutive Vice President	750	$37.78	$28,334	2,636	−22.2%	plan?
Aug 7, 2015 MForm 4 →	Aug 10, 12:06 pm EDT	Michael D. MulfordExecutive Vice President	750	$27.41	$20,558	3,386	—	plan?
Aug 3, 2015 SForm 4 →	Aug 4, 11:30 am EDT	Marybeth ShunckEVP- Northern Market	3,000	$38.30	$114,890	28	−99.1%	plan?
Aug 3, 2015 MForm 4 →	Aug 4, 11:30 am EDT	Marybeth ShunckEVP- Northern Market	3,000	$20.30	$60,900	3,028	—	plan?
Jul 22, 2015 AForm 4 →	Jul 24, 3:43 pm EDT	Charles D. NiehausDirector	82	—	—	1,331	—	plan?
Jul 20, 2015 AForm 4 →	Jul 24, 3:48 pm EDT	Barbara A. MitzelDirector	48	—	—	6,879	—	plan? late
Jul 15, 2015 SForm 4 →	Jul 16, 2:14 pm EDT	William J SmallChairman, Director	1,125	$36.67	$41,254	51,544	−2.14%	plan?
Jun 15, 2015 AForm 4 →	Jun 17, 11:13 am EDT	Barbara A. MitzelDirector	49	—	—	6,831	—	plan?
Jun 15, 2015 AForm 4 →	Jun 17, 11:09 am EDT	Douglas A BurgeiDirector	7	—	—	28,372	—	plan?
Jun 15, 2015 AForm 4 →	Jun 17, 10:37 am EDT	Charles D. NiehausDirector	70	—	—	1,249	—	plan?
Jun 15, 2015 SForm 4 →	Jun 16, 1:00 pm EDT	William J SmallChairman, Director	1,250	$35.29	$44,109	52,669	−2.32%	plan?
May 29, 2015 PForm 4 →	Jun 2, 11:10 am EDT	Donald P. HilemanPresident and CEO, Director	50	$35.58	$1,779	28,142	+0.18%	plan?
May 26, 2015 SForm 4 →	May 27, 11:08 am EDT	Stephen L BoomerDirector	400	$34.97	$13,988	13,169	−2.95%	plan?
May 22, 2015 SForm 4 →	May 27, 9:26 am EDT	Timothy K. HarrisEVP, First Federal Bank	623	$35.01	$21,811	14,816	−4.04%	plan?
May 18, 2015 AForm 4 →	May 19, 3:13 pm EDT	Barbara A. MitzelDirector	47	—	—	6,769	—	plan?
May 18, 2015 AForm 4 →	May 19, 3:10 pm EDT	Douglas A BurgeiDirector	28	—	—	28,289	—	plan?
May 18, 2015 AForm 4 →	May 19, 3:05 pm EDT	Charles D. NiehausDirector	127	—	—	1,179	—	plan?
May 15, 2015 SForm 4 →	May 18, 2:41 pm EDT	William J SmallChairman, Director	1,250	$36.53	$45,663	53,919	−2.27%	plan?
May 11, 2015 FMForm 4 →	May 13, 3:12 pm EDT	Timothy K. HarrisEVP, First Federal Bank	2,646	$35.26	$40,408	15,439	—	plan?
Apr 28, 2015 PForm 4 →	Apr 29, 11:40 am EDT	Kevin T ThompsonEVP & CFO	1,500	$33.89	$50,830	1,500	—	plan?
Apr 21, 2015 AForm 4 →	Apr 23, 5:13 pm EDT	Jean A. HubbardDirector	240	—	—	4,766	—	plan?
Apr 21, 2015 AForm 4 →	Apr 23, 4:56 pm EDT	Stephen L BoomerDirector	240	—	—	13,569	—	plan?
Apr 21, 2015 AForm 4 →	Apr 23, 2:40 pm EDT	William J SmallChairman, Director	240	—	—	55,169	—	plan?
Apr 21, 2015 AForm 4 →	Apr 23, 2:37 pm EDT	Peter A DiehlDirector	240	—	—	10,240	—	plan?
Apr 21, 2015 AForm 4 →	Apr 23, 2:32 pm EDT	John BookmyerDirector	240	—	—	8,111	—	plan?
Apr 21, 2015 AForm 4 →	Apr 23, 1:09 pm EDT	Charles D. NiehausDirector	319	—	—	1,052	—	plan?
Apr 21, 2015 AForm 4 →	Apr 23, 1:07 pm EDT	Douglas A BurgeiDirector	271	—	—	28,261	—	plan?
Apr 21, 2015 AForm 4 →	Apr 23, 1:07 pm EDT	Barbara A. MitzelDirector	291	—	—	6,722	—	plan?
Apr 21, 2015 AForm 4 →	Apr 23, 1:04 pm EDT	Samuel S StrausbaughDirector	299	—	—	9,239	—	plan?
Apr 17, 2015 FMForm 4 →	Apr 21, 5:30 pm EDT	William J SmallChairman, Director	1,762	$29.38	$51,760	54,929	—	plan?
Apr 15, 2015 SForm 4/A →	Apr 21, 5:28 pm EDT	William J SmallChairman, Director	1,250	$33.16	$41,450	54,691	−2.23%	plan?
Apr 15, 2015 SForm 4 →	Apr 16, 2:10 pm EDT	William J SmallChairman, Director	1,250	$33.16	$41,450	54,941	−2.22%	plan? amended
Apr 13, 2015 MForm 4 →	Apr 15, 12:03 pm EDT	James R. Williams IIIExecutive Vice President	750	—	—	4,426	—	plan?
Apr 2, 2015 AFForm 4 →	Apr 3, 11:52 am EDT	Gregory R AllenExecutive Vice President	3,559	$33.20	$51,759	16,380	—	plan?
Mar 30, 2015 FMForm 4 →	Apr 3, 11:58 am EDT	Timothy K. HarrisEVP, First Federal Bank	1,348	$32.45	$19,405	15,058	—	plan? late
Mar 16, 2015 AForm 4 →	Mar 18, 10:07 am EDT	Douglas A BurgeiDirector	31	—	—	27,990	—	plan?
Mar 16, 2015 AForm 4 →	Mar 18, 10:03 am EDT	Charles D. NiehausDirector	76	—	—	733	—	plan?
Mar 16, 2015 SForm 4 →	Mar 18, 9:56 am EDT	William J SmallChairman, Director	1,250	$32.81	$41,013	55,941	−2.19%	plan?
Mar 16, 2015 AForm 4 →	Mar 18, 9:51 am EDT	Samuel S StrausbaughDirector	60	—	—	8,940	—	plan?
Mar 16, 2015 AForm 4 →	Mar 18, 9:47 am EDT	Barbara A. MitzelDirector	53	—	—	6,431	—	plan?
Mar 5, 2015 FMForm 4 →	Mar 6, 12:54 pm EST	Dennis E Rose Jr.Executive Vice President	3,634	$28.49	$103,529	11,786	—	plan?
Feb 27, 2015 AForm 4 →	Mar 2, 3:56 pm EST	Dennis E Rose Jr.Executive Vice President	1,264	—	—	11,420	—	plan?
Feb 27, 2015 AForm 4 →	Mar 2, 12:21 pm EST	Michael D. MulfordExecutive Vice President	1,147	—	—	2,610	—	plan?
Feb 27, 2015 AForm 4 →	Mar 2, 12:10 pm EST	Donald P. HilemanPresident and CEO, Director	2,572	—	—	28,026	—	plan?
Feb 27, 2015 AForm 4 →	Mar 2, 12:01 pm EST	Gregory R AllenExecutive Vice President	1,407	—	—	16,597	—	plan?
Feb 27, 2015 AForm 4 →	Mar 2, 10:44 am EST	James R. Williams IIIExecutive Vice President	1,085	—	—	3,655	—	plan?
Feb 27, 2015 AForm 4 →	Mar 2, 10:37 am EST	Timothy K. HarrisEVP, First Federal Bank	1,123	—	—	14,859	—	plan?
Feb 24, 2015 AForm 4 →	Feb 26, 3:12 pm EST	Charles D. NiehausDirector	23	—	—	657	—	plan?
Feb 17, 2015 SForm 4 →	Feb 19, 12:34 pm EST	William J SmallDirector, 10% Owner	1,250	$31.92	$39,900	110,431	−1.12%	plan?
Feb 16, 2015 AForm 4 →	Feb 18, 3:47 pm EST	Charles D. NiehausDirector	78	—	—	634	—	plan?
Feb 16, 2015 AForm 4 →	Feb 18, 3:42 pm EST	Douglas A BurgeiDirector	32	—	—	27,880	—	plan?
Feb 16, 2015 AForm 4 →	Feb 18, 3:37 pm EST	Barbara A. MitzelDirector	54	—	—	6,366	—	plan?
Jan 22, 2015 AForm 4 →	Jan 26, 10:28 am EST	Charles D. NiehausDirector	30	—	—	556	—	plan?
Jan 19, 2015 AForm 4/A →	Jan 22, 3:44 pm EST	Douglas A BurgeiExecutive Vice President, Director	31	—	—	27,848	—	plan?
Jan 19, 2015 AForm 4 →	Jan 21, 3:37 pm EST	Douglas A BurgeiDirector	31	—	—	27,848	—	plan? amended
Jan 19, 2015 AForm 4 →	Jan 21, 3:34 pm EST	Charles D. NiehausDirector	74	—	—	526	—	plan?
Jan 15, 2015 SForm 4 →	Jan 20, 11:55 am EST	William J SmallChairman, Director	1,250	$32.84	$41,050	111,681	−1.11%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 4, 2019 AForm 4 →	Mar 6, 6:01 pm EST	Vince LiuzziBank President	1,500	—	—	1,500	—
Jan 8, 2019 MForm 4 →	Jan 10, 3:44 pm EST	Jean A. HubbardDirector	1,000	—	—	0	—
Apr 24, 2018 MForm 4 →	Apr 26, 1:41 pm EDT	William J SmallDirector	15,000	—	—	0	—
Mar 19, 2018 MForm 4 →	Mar 20, 4:26 pm EDT	William J SmallDirector	1,000	—	—	0	—
Feb 15, 2018 MForm 4 →	Feb 16, 11:26 am EST	Jean A. HubbardDirector	500	—	—	0	—
Apr 7, 2017 MForm 4 →	Apr 10, 11:46 am EDT	Gregory R AllenExecutive Vice President	1,000	—	—	0	—
Apr 5, 2017 MForm 4 →	Apr 7, 3:01 pm EDT	William J SmallDirector	1,000	—	—	0	—
Feb 24, 2017 MForm 4/A →	Mar 7, 3:43 pm EST	Gregory R AllenExecutive Vice President	1,928	—	—	0	—
Feb 24, 2017 MForm 4/A →	Mar 7, 3:38 pm EST	Donald P. HilemanPresident and CEO, Director	9,485	—	—	0	—
Feb 24, 2017 MForm 4 →	Feb 28, 6:11 pm EST	Michael D. MulfordExecutive Vice President	1,619	—	—	0	—
Feb 24, 2017 MForm 4 →	Feb 28, 6:09 pm EST	John R. ReisnerSee Remarks	3,335	—	—	0	—
Feb 24, 2017 MForm 4 →	Feb 28, 6:04 pm EST	Timothy K. HarrisEVP, First Federal Bank	1,563	—	—	0	—
Feb 24, 2017 MForm 4 →	Feb 28, 5:58 pm EST	Donald P. HilemanPresident and CEO, Director	9,485	—	—	0	—	amended
Feb 24, 2017 MForm 4 →	Feb 28, 5:47 pm EST	James R. Williams IIIExecutive Vice President	1,525	—	—	0	—
Feb 24, 2017 MForm 4 →	Feb 28, 5:45 pm EST	Kevin T ThompsonEVP & CFO	4,042	—	—	0	—
Feb 24, 2017 MForm 4 →	Feb 28, 5:43 pm EST	Marybeth ShunckEVP- Northern Market	1,328	—	—	0	—
Feb 24, 2017 MForm 4 →	Feb 28, 5:41 pm EST	Gregory R AllenExecutive Vice President	1,928	—	—	0	—	amended
Feb 16, 2017 AForm 4 →	Jul 10, 3:41 pm EDT	Brent L. BeardSenior Vice President	112	—	—	112	—	late
Jan 27, 2017 MForm 4 →	Jan 31, 3:43 pm EST	Jean A. HubbardDirector	1,000	—	—	0	—
Jul 26, 2016 MForm 4 →	Jul 27, 2:55 pm EDT	Gregory R AllenExecutive Vice President	1,000	—	—	0	—
May 18, 2016 MForm 4 →	May 20, 1:25 pm EDT	William J SmallDirector	1,000	—	—	0	—
May 12, 2016 MForm 4 →	May 16, 11:33 am EDT	Gregory R AllenExecutive Vice President	2,000	—	—	0	—
Mar 16, 2016 MForm 4 →	Mar 20, 2017, 11:13 am EDT	Samuel S StrausbaughDirector	2,800	—	—	0	—	late
Nov 4, 2015 MForm 4 →	Nov 6, 5:31 pm EST	James R. Williams IIIExecutive Vice President	2,250	—	—	0	—
Aug 7, 2015 MForm 4 →	Aug 10, 12:06 pm EDT	Michael D. MulfordExecutive Vice President	750	—	—	0	—
Aug 3, 2015 MForm 4 →	Aug 4, 11:30 am EDT	Marybeth ShunckEVP- Northern Market	3,000	—	—	0	—
May 11, 2015 MForm 4 →	May 13, 3:12 pm EDT	Timothy K. HarrisEVP, First Federal Bank	1,500	—	—	0	—
Apr 17, 2015 MForm 4 →	Apr 21, 5:30 pm EDT	William J SmallChairman, Director	1,000	—	—	0	—
Apr 14, 2015 MForm 4 →	Apr 15, 12:03 pm EDT	James R. Williams IIIExecutive Vice President	750	—	—	0	—
Apr 2, 2015 MForm 4 →	Apr 3, 11:52 am EDT	Gregory R AllenExecutive Vice President	2,000	—	—	0	—
Mar 30, 2015 MForm 4 →	Apr 3, 11:58 am EDT	Timothy K. HarrisEVP, First Federal Bank	750	—	—	0	—	late
Mar 5, 2015 MForm 4 →	Mar 6, 12:54 pm EST	Dennis E Rose Jr.Executive Vice President	2,000	—	—	0	—