SEC Form 4 · accession 0001144204-16-103885
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Small
Director
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 1:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 18, 2016 | M | 1,000 | $26.47 | A | 52,752 | D | |
| Common Shares | May 18, 2016 | F | 670 | $39.49 | D | 52,082 | D | |
| Common Shares | holding | — | — | — | 40,740 | I | By Spouse in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option To Buy | $26.47 | May 18, 2016 | M | 1,000 | D | May 22, 2007 | May 22, 2016 | Common Shares | 1,000 | 0 | D |