SEC Form 4 · accession 0001144204-16-114678
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory R Allen
Officer — Executive Vice President
Period of report
Jul 26, 2016
Accepted (ET)
Jul 27, 2016 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 26, 2016 | M | 1,000 | $11.00 | A | 16,092 | D | |
| Common Shares | Jul 26, 2016 | S | 1,000 | $43.0317 | D | 15,092 | D | |
| Common Shares | holding | — | — | — | 5,486 | I | Held by ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option To BuyF1 | $11.00 | Jul 26, 2016 | M | 1,000 | D | Apr 23, 2011 | Apr 23, 2019 | Common Shares | 1,000 | 0 | D |
Explanation of responses
- F1The option vested in four, equal, annual installments beginning on this date.