SEC Form 4 · accession 0001144204-16-085384
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R. Williams III
Officer — Executive Vice President
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 26, 2016 | A | 876 | $0.00 | A | 7,668 | D | |
| Common Shares | holding | — | — | — | 2,814 | I | Held by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of shares pursuant to 2013 Long-Term Incentive Award Agreements under the First Defiance Financial Corp. 2010 Equity Incentive Plan.
- F2The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan.