SEC Form 4/A · accession 0001144204-15-024131
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William J Small
Officer — Chairman · Director
Period of report
Apr 15, 2015
Accepted (ET)
Apr 21, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Apr 15, 2015 | S | 1,250 | $33.16 | D | 54,691 | D | |
| Common Shares | holding | — | — | — | 53,240 | I | By Spouse in Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.09 to $33.28, inclusive. The reporting person undertakes to provide to FDEF, any security holder of FDEF, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- F2This amendment is being filed to correct an error in the total number of shares reported as beneficially owned after the transaction.