SEC Form 4 · accession 0001144204-17-019635
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Small
Director
Period of report
Apr 5, 2017
Accepted (ET)
Apr 7, 2017 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Apr 5, 2017 | M | 1,000 | $27.41 | A | 52,482 | D | |
| Common Shares | Apr 5, 2017 | F | 545 | $50.21 | D | 51,937 | D | |
| Common Shares | holding | — | — | — | 39,156 | I | By Spouse in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.41 | Apr 5, 2017 | M | 1,000 | D | Apr 16, 2008 | Apr 16, 2017 | Common Shares | 1,000 | 0 | D |