SEC Form 4 · accession 0001144204-18-015879
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Small
Director
Period of report
Mar 19, 2018
Accepted (ET)
Mar 20, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 19, 2018 | M | 1,000 | $17.64 | A | 53,124 | D | |
| Common Shares | Mar 19, 2018 | F | 300 | $58.67 | D | 52,824 | D | |
| Common Shares | holding | — | — | — | 39,156 | I | By Spouse in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $17.64 | Mar 19, 2018 | M | 1,000 | D | Apr 16, 2009 | Apr 21, 2018 | Common Shares | 1,000 | 0 | D |