SEC Form 4 · accession 0001144204-15-024134
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Small
Officer — Chairman · Director
Period of report
Apr 17, 2015
Accepted (ET)
Apr 21, 2015 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Apr 17, 2015 | M | 1,000 | $25.89 | A | 55,691 | D | |
| Common Shares | Apr 17, 2015 | F | 762 | $33.95 | D | 54,929 | D | |
| Common Shares | holding | — | — | — | 53,240 | I | By Spouse in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option To Buy | $25.89 | Apr 17, 2015 | M | 1,000 | D | Apr 19, 2006 | Apr 19, 2015 | Common Shares | 1,000 | 0 | D |