SEC Form 4 · accession 0001144204-16-088352
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory R Allen
Officer — Executive Vice President
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 11:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 14, 2016 | S | 700 | $39.27 | D | 17,931 | D | |
| Common SharesF2 | Mar 15, 2016 | S | 1,935 | $38.356 | D | 15,996 | D | |
| Common Shares | holding | — | — | — | 5,486 | I | Held by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.25 to $38.56, inclusive. The reporting person undertakes to provide to FDEF, any security holder of FDEF, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.